Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Conduct thematic reviews and regulatory reporting to ensure compliance.
- Company: Growth-focused wealth management firm in Kent, England.
- Benefits: Variety in daily tasks, autonomy, and a client-focused culture.
- Why this job: Join a dynamic team and make a real impact on client outcomes.
- Qualifications: Minimum 2 years in Compliance, strong FCA knowledge, and investigative skills.
- Other info: Opportunity for professional growth in a supportive environment.
The predicted salary is between 28800 - 48000 £ per year.
A growth-focused wealth management firm in England is seeking a Compliance Associate to enhance its Compliance function in Kent. This role offers candidates the opportunity to engage in thematic reviews, financial promotions, and regulatory reporting.
The ideal candidate should have a minimum of 2 years' experience within a Compliance function, strong knowledge of FCA regulations, and excellent investigative skills.
This position promotes a client-outcome-focused culture and provides variety and autonomy in daily responsibilities.
Wealth Compliance Analyst - 2nd Line, Client Outcomes employer: CLARC Recruitment
Contact Detail:
CLARC Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Wealth Compliance Analyst - 2nd Line, Client Outcomes
✨Tip Number 1
Network like a pro! Reach out to folks in the wealth management sector, especially those who are already in compliance roles. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent compliance trends. We want you to be the go-to person for all things compliance, so show off your knowledge and passion during those interviews!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. When you find a role that excites you, apply through our website to streamline the process and increase your chances of landing that dream job.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can leave a lasting impression. It shows you're genuinely interested and keeps you on their radar as they make their decision.
We think you need these skills to ace Wealth Compliance Analyst - 2nd Line, Client Outcomes
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and knowledge of FCA regulations. We want to see how your skills align with the role, so don’t be shy about showcasing your investigative prowess!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our client-outcome-focused culture. Keep it engaging and relevant to the job description.
Showcase Relevant Experience: When detailing your previous roles, focus on your achievements in compliance functions. We love seeing specific examples of thematic reviews or regulatory reporting you’ve been involved in—this helps us understand your impact!
Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at CLARC Recruitment
✨Know Your FCA Regulations
Make sure you brush up on your knowledge of FCA regulations before the interview. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with compliance but also genuinely interested in the field.
✨Showcase Your Investigative Skills
Prepare examples from your past experience where you've successfully conducted investigations or thematic reviews. Highlighting your analytical skills and attention to detail will demonstrate your capability to handle the responsibilities of the role.
✨Emphasise Client Outcomes
Since this position promotes a client-outcome-focused culture, be ready to discuss how your previous work has positively impacted clients. Share stories that illustrate your commitment to ensuring compliance while prioritising client needs.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance strategies and how they measure success in client outcomes. This shows that you're engaged and eager to contribute to their goals, making you a more attractive candidate.
