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For Companies At a Glance
- Tasks: Join our Front Office team as a Risk & Controls Analyst, ensuring compliance and managing risks.
- Company: We are a leading Wealth & Asset Management firm focused on delivering exceptional client service.
- Benefits: Enjoy a supportive work environment with opportunities for growth and development.
- Why this job: Be part of a dynamic team that values communication and compliance in the financial sector.
- Qualifications: A couple of years' experience in a similar role and strong knowledge of FCA Suitability requirements.
- Other info: Your CV is secure with us; we guarantee confidentiality throughout the application process.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
A large Wealth & Asset Management business are looking for a Risk & Controls Analyst to join their Front Office focused Risk & Control team. Candidates should have a couple of years experience working within a similar role at another retail focused investment management business.
Duties & Experience required include:
- Strong knowledge of FCA Suitability requirements within a wealth management business.
- Knowledge of Jersey (JFSC) and US (SEC) rules, preferable.
- Excellent communication skills, both written and oral.
Unless otherwise stated, candidates must have the right to work in the UK.
The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.
Risk & Controls Analyst - Wealth Management employer: CLARC Recruitment
Contact Detail:
CLARC Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Controls Analyst - Wealth Management
✨Tip Number 1
Familiarise yourself with the FCA Suitability requirements and any recent changes in regulations. This knowledge will not only help you stand out during interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the wealth management sector, especially those who work in risk and controls. Attend industry events or join relevant online forums to make connections that could lead to job referrals.
✨Tip Number 3
Prepare for potential interview questions by practising how you would handle specific risk scenarios. Being able to articulate your thought process and decision-making skills will impress interviewers.
✨Tip Number 4
Research the company’s recent activities and challenges in the wealth management space. Showing that you understand their business and can contribute to their goals will set you apart from other candidates.
We think you need these skills to ace Risk & Controls Analyst - Wealth Management
Some tips for your application 🫡
Understand the Role: Familiarise yourself with the specific responsibilities of a Risk & Controls Analyst in Wealth Management. Highlight your relevant experience and knowledge of FCA Suitability requirements, as well as any familiarity with Jersey and US regulations.
Tailor Your CV: Make sure your CV reflects your experience in risk and controls within investment management. Use keywords from the job description to demonstrate that you meet the criteria and have the necessary skills.
Craft a Compelling Cover Letter: Write a cover letter that showcases your communication skills and explains why you are a great fit for the role. Mention your experience in similar positions and your understanding of the regulatory environment.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in risk management roles.
How to prepare for a job interview at CLARC Recruitment
✨Understand FCA Suitability Requirements
Make sure you have a solid grasp of the FCA Suitability requirements. Be prepared to discuss how these regulations impact wealth management and provide examples from your previous experience.
✨Familiarise Yourself with Regulatory Frameworks
Brush up on your knowledge of Jersey (JFSC) and US (SEC) rules. Even if you don't have direct experience, showing that you've researched these regulations can demonstrate your commitment to the role.
✨Showcase Your Communication Skills
Since excellent communication is key for this role, practice articulating your thoughts clearly and concisely. Consider preparing a few scenarios where your communication skills made a difference in your previous roles.
✨Prepare Questions for the Interviewer
Think of insightful questions to ask during the interview. This shows your interest in the role and helps you assess if the company aligns with your career goals. Ask about team dynamics or how they measure success in the Risk & Controls Analyst position.
