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- Tasks: Conduct thematic reviews and regulatory reporting to ensure compliance.
- Company: Growth-focused wealth management firm in Kent, England.
- Benefits: Variety in daily tasks, autonomy, and a client-focused culture.
- Why this job: Join a dynamic team and make a real impact on client outcomes.
- Qualifications: Minimum 2 years' experience in Compliance and strong FCA knowledge.
- Other info: Opportunity for professional growth in a supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
A growth-focused wealth management firm in England is seeking a Compliance Associate to enhance its Compliance function in Kent. This role offers candidates the opportunity to engage in thematic reviews, financial promotions, and regulatory reporting.
The ideal candidate should have a minimum of 2 years' experience within a Compliance function, strong knowledge of FCA regulations, and excellent investigative skills.
This position promotes a client-outcome-focused culture and provides variety and autonomy in daily responsibilities.
Wealth Compliance Analyst - 2nd Line, Client Outcomes in London employer: CLARC Recruitment
Contact Detail:
CLARC Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Wealth Compliance Analyst - 2nd Line, Client Outcomes in London
✨Tip Number 1
Network like a pro! Reach out to folks in the wealth management sector, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent compliance trends. We want you to be the go-to person for all things compliance during your interview!
✨Tip Number 3
Showcase your investigative skills! Bring examples of how you've tackled compliance challenges in the past. We love hearing about real-life scenarios that highlight your expertise.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for candidates who align with our client-outcome-focused culture.
We think you need these skills to ace Wealth Compliance Analyst - 2nd Line, Client Outcomes in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the Wealth Compliance Analyst role. Highlight your knowledge of FCA regulations and any relevant compliance experience to show us you’re the right fit.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background aligns with our client-outcome-focused culture. Keep it engaging and personal!
Showcase Your Investigative Skills: Since this role involves thematic reviews and regulatory reporting, be sure to include examples of your investigative skills in your application. We want to see how you approach problem-solving and analysis.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensure it reaches the right people!
How to prepare for a job interview at CLARC Recruitment
✨Know Your FCA Regulations
Make sure you brush up on your knowledge of FCA regulations before the interview. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with compliance but also genuinely interested in the field.
✨Prepare for Thematic Reviews
Since the role involves thematic reviews, think about examples from your past experience where you've conducted similar reviews or assessments. Be ready to explain your approach and the outcomes, as this will demonstrate your investigative skills.
✨Showcase Client Outcomes Focus
This position emphasises a client-outcome-focused culture, so be prepared to discuss how you've prioritised client needs in your previous roles. Share specific instances where your compliance work positively impacted clients or improved their experiences.
✨Ask Insightful Questions
Interviews are a two-way street, so come armed with thoughtful questions about the company's compliance strategies and how they measure success. This not only shows your interest but also helps you gauge if the company aligns with your career goals.
