At a Glance
- Tasks: Support clients with FCA compliance and oversee monitoring reviews.
- Company: Specialist Compliance Consultancy firm with a focus on investment firms.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Great opportunity for career growth in a fast-paced industry.
- Why this job: Join a dynamic team and make a real impact in the financial services sector.
- Qualifications: Experience in compliance, particularly with PE/VC clients and FCA regulations.
The predicted salary is between 60000 - 80000 € per year.
We are recruiting for a specialist Compliance Consultancy firm looking to hire a Senior Consultant in their Investment Firms Team.
Job Requirements:
- Provide support and guidance to clients in relation to FCA regulatory obligations.
- Undertake or oversee periodic compliance monitoring reviews and, as a result, provide clients with formal reports.
- Support clients with the completion of FCA periodic returns.
- Oversee and carry out work relative to firms that wish to apply for FCA authorisation, for Variations of Permission, to effect a Change in Control or a Change of Legal Status.
- Personally deliver or organise and oversee the creation of compliance documentation relevant to each client's business.
- Manage and develop designated client relationships, delivering on work as detailed in the contractual scope of engagement to a high level of client satisfaction.
- Ability to write policy and procedure and sales proposals and to research, write and present effective training material.
- Knowledge of FCA Capital Market firm types and their accompanying directives (including AIFMD and MiFID firms).
- Relevant commercial experience involving financial services and technical compliance experience specific to Investment firms.
- Experienced in managing a portfolio of PE/VC clients of various firm sizes and maturity.
- Knowledge of Capital Market appropriate prudential regimes, including the Investment Firm Prudential Regime.
- Skilled in Compliance Monitoring, auditing, gap analysis and providing professional reports.
Unless otherwise stated, candidates must have the right to work in the UK.
Senior Consultant - Private Equity / Venture Capital in London employer: CLARC Recruitment
As a leading Compliance Consultancy firm, we pride ourselves on fostering a collaborative and innovative work culture that empowers our employees to excel in their roles. Located in the heart of the financial district, we offer competitive benefits, continuous professional development opportunities, and a supportive environment that values work-life balance. Join us to make a meaningful impact in the Private Equity and Venture Capital sectors while advancing your career in a dynamic and rewarding setting.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Consultant - Private Equity / Venture Capital in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the private equity and venture capital space. Attend industry events or webinars, and don’t be shy about introducing yourself. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for those interviews! Research the company and its clients thoroughly. Understand their compliance challenges and think about how you can add value. We want you to walk in there with confidence and ready to impress!
✨Tip Number 3
Showcase your expertise! Create a portfolio of your previous work related to FCA compliance and investment firms. This will help you stand out and demonstrate your hands-on experience. We love seeing candidates who can back up their claims with real examples!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we’re always on the lookout for talented individuals like you to join our team. Let’s make it happen!
We think you need these skills to ace Senior Consultant - Private Equity / Venture Capital in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Consultant role. Highlight your experience with FCA regulations and compliance monitoring, as these are key for us. Use specific examples that showcase your skills in managing client relationships and delivering high-quality work.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your experience with PE/VC clients and how you can add value to our team. Keep it concise but impactful!
Showcase Relevant Experience:When filling out your application, make sure to highlight any relevant commercial experience in financial services. We want to see your knowledge of Capital Market firm types and your ability to write effective policies and procedures.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures that all your details are secure. Plus, we love seeing applications come directly from our site!
How to prepare for a job interview at CLARC Recruitment
✨Know Your FCA Stuff
Make sure you brush up on your knowledge of FCA regulatory obligations and the specific directives like AIFMD and MiFID. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you really understand the nuances of compliance in the investment sector.
✨Showcase Your Client Management Skills
Prepare examples of how you've successfully managed client relationships in the past. Think about specific challenges you faced and how you overcame them. This will demonstrate your ability to deliver high levels of client satisfaction, which is crucial for this role.
✨Be Ready to Discuss Compliance Monitoring
Since the role involves overseeing compliance monitoring reviews, be prepared to talk about your experience in this area. Have a few case studies or examples ready that highlight your skills in auditing, gap analysis, and producing professional reports.
✨Practice Your Policy Writing
As you'll need to write policies and procedures, it’s a good idea to bring along samples of your previous work or be ready to discuss your writing process. This will help illustrate your ability to create effective compliance documentation tailored to different clients' needs.
