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- Tasks: Join a dynamic team ensuring compliance and risk management in wealth management.
- Company: Large Wealth & Asset Management firm with a focus on innovation.
- Benefits: Competitive salary, career development, and a supportive work environment.
- Why this job: Make a real impact in the financial sector while developing your skills.
- Qualifications: Experience in Risk & Controls or Compliance Monitoring is essential.
- Other info: Exciting opportunities for growth and learning in a fast-paced industry.
The predicted salary is between 36000 - 60000 £ per year.
A large Wealth & Asset Management business are looking for a Risk & Controls Analyst to join their Front Office focused Risk & Control team. Candidates should have a background in Risk & Controls or Compliance Monitoring. The firm will consider candidates looking to move from 2LOD to 1LOD.
Duties & Experience required include:
- Strong knowledge of FCA Suitability requirements within a wealth management business.
- Good monitoring & assurance skills, compliance or risk management.
- Knowledge of Jersey (JFSC) and US (SEC) rules, preferable.
- Excellent communication skills, both written and oral.
Unless otherwise stated, candidates must have the right to work in the UK.
Investment Suitability Monitoring – Wealth Management in London employer: CLARC Recruitment
Contact Detail:
CLARC Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Suitability Monitoring – Wealth Management in London
✨Tip Number 1
Network like a pro! Reach out to folks in the Wealth Management sector, especially those who know about Risk & Controls. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by brushing up on FCA Suitability requirements. We want you to be the go-to person for compliance questions, so show off your knowledge and make it clear you’re ready to hit the ground running!
✨Tip Number 3
Practice your communication skills! Whether it's written or oral, being able to articulate your thoughts clearly is key. Try mock interviews with friends or use online platforms to refine your pitch.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got your back and will ensure your details are secure. Plus, we’ll keep you in mind for other opportunities that might pop up, so it’s a win-win!
We think you need these skills to ace Investment Suitability Monitoring – Wealth Management in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Risk & Controls Analyst. Highlight your experience in compliance monitoring and any knowledge of FCA Suitability requirements. We want to see how your background fits perfectly with what we're looking for!
Showcase Your Skills: Don’t forget to showcase your monitoring and assurance skills! Use specific examples from your past roles to demonstrate how you've successfully managed risk or compliance issues. This will help us see your potential impact on our team.
Communicate Clearly: Since excellent communication skills are key, make sure your written application is clear and concise. Avoid jargon unless it’s relevant, and ensure your points come across effectively. We appreciate straightforward communication!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you’re considered for the right opportunities. Plus, it’s super easy!
How to prepare for a job interview at CLARC Recruitment
✨Know Your FCA Suitability Requirements
Make sure you brush up on the FCA Suitability requirements specific to wealth management. Being able to discuss these regulations confidently will show that you understand the core of the role and can contribute effectively from day one.
✨Demonstrate Monitoring & Assurance Skills
Prepare examples from your past experience where you've successfully monitored compliance or risk management. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your impact.
✨Familiarise Yourself with Relevant Regulations
If you have knowledge of Jersey (JFSC) and US (SEC) rules, be ready to discuss how they relate to the role. If not, do a bit of research beforehand so you can at least speak to their importance in the context of wealth management.
✨Polish Your Communication Skills
Since excellent communication is key, practice articulating your thoughts clearly and concisely. Consider doing mock interviews with a friend or using video tools to refine your delivery and ensure you come across as confident and professional.
