At a Glance
- Tasks: Manage compliance for investment funds and train staff on policies.
- Company: Leading fund management firm with a focus on compliance excellence.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Minimum three days in the office, aligning with market hours.
- Why this job: Be a key player in shaping compliance strategies and making a real impact.
- Qualifications: Strong investment compliance background and knowledge of LDI strategies required.
The predicted salary is between 60000 - 80000 £ per year.
We are acting as sole agency for a fund management firm seeking to appoint an Investment Compliance Manager in a newly created role. This person will be a key stakeholder within the Compliance function, partnering closely with the business on a day-to-day basis. The role requires a strong investment compliance background and would ideally suit someone with knowledge of, and coding experience in, the BlackRock Aladdin system. The successful candidate will be a strong communicator who can work autonomously when needed and brings excellent product knowledge, particularly across LDI strategies. Strong communication and training skills are essential, as this role will play an important part in the ongoing education and training of staff. The role requires a minimum of three days in the office and will ideally align with market hours, from 8:00 am to 5:00 pm.
Job Requirements
- Manage the Compliance Module on Blackrock Aladdin, overseeing coding, amendments, and resolving trade alerts.
- Develop and maintain compliance policies to fulfil regulatory obligations, with emphasis on Market Abuse, Regulatory Reporting, EMIR, and Order Execution.
- Support risk-based compliance monitoring and testing.
- Address emerging compliance issues with management and third parties.
- Strong knowledge of LDI strategies for pensions funds.
- Deliver staff training on compliance policies and procedures.
Unless otherwise stated, candidates must have the right to work in the UK.
Compliance Advisory Manager – Pensions in London employer: CLARC Recruitment
As a leading fund management firm, we pride ourselves on fostering a collaborative and innovative work environment where compliance professionals can thrive. Our commitment to employee development is evident through comprehensive training programmes and opportunities for career advancement, particularly in the dynamic field of investment compliance. Located in a vibrant area that aligns with market hours, we offer a supportive culture that values strong communication and teamwork, making us an excellent employer for those seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Advisory Manager – Pensions in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and make a lasting impression.
✨Tip Number 2
Show off your skills! If you’ve got experience with the BlackRock Aladdin system, don’t be shy about it. Create a portfolio or a presentation that highlights your coding experience and how you’ve used it to solve compliance issues in the past. We want to see your expertise in action!
✨Tip Number 3
Prepare for the interview like it’s the final exam! Research the company and its compliance policies thoroughly. We suggest practising common interview questions related to investment compliance and LDI strategies. The more prepared you are, the more confident you’ll feel when discussing your knowledge.
✨Tip Number 4
Apply through our website! We make it super easy for you to find and apply for roles like the Compliance Advisory Manager – Pensions. Plus, we’re here to support you throughout the process, so don’t hesitate to reach out if you need any help!
We think you need these skills to ace Compliance Advisory Manager – Pensions in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Advisory Manager role. Highlight your investment compliance background and any experience with the BlackRock Aladdin system. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your strong communication skills and how you can contribute to staff training and compliance education at our firm.
Showcase Relevant Experience:When filling out your application, be sure to showcase your experience with LDI strategies and compliance policies. We’re keen on candidates who can demonstrate their knowledge and how they’ve tackled similar challenges in the past.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the process smoother for everyone involved.
How to prepare for a job interview at CLARC Recruitment
✨Know Your Compliance Stuff
Make sure you brush up on your investment compliance knowledge, especially around LDI strategies. Familiarise yourself with the BlackRock Aladdin system if you can; it’ll show you’re serious about the role and ready to hit the ground running.
✨Show Off Your Communication Skills
Since this role involves training staff and working closely with the business, practice articulating complex compliance concepts in a simple way. Think of examples from your past where you successfully communicated or trained others – this will really impress them!
✨Prepare for Real-World Scenarios
Expect questions about how you would handle specific compliance issues or trade alerts. Prepare some scenarios where you’ve tackled similar challenges before, and be ready to discuss your thought process and outcomes.
✨Be Ready to Discuss Policies
Understand the key compliance policies relevant to the role, like Market Abuse and EMIR. Be prepared to talk about how you’ve developed or maintained such policies in the past, as this will demonstrate your hands-on experience and strategic thinking.
