Investment Risk & Compliance Manager
Investment Risk & Compliance Manager

Investment Risk & Compliance Manager

Full-Time 60000 - 80000 £ / year (est.) Home office (partial)
CLARC Recruitment

At a Glance

  • Tasks: Manage investment risk and compliance while collaborating with the Head of Compliance.
  • Company: Thriving Investment Management firm experiencing exciting growth.
  • Benefits: Competitive salary, supportive team environment, and opportunities for professional development.
  • Other info: Flexible work arrangement with 3 days in the office.
  • Why this job: Join a dynamic team and make a real impact in a newly created role.
  • Qualifications: Experience with Bloomberg AIM or similar products and a solid understanding of ETFs.

The predicted salary is between 60000 - 80000 £ per year.

We are working with an Investment Management business that continues on an exciting period of growth. They are looking to add an Investment Risk & Compliance Manager to their business in a newly created role. This role has a broad remit, not purely Investment Risk. This individual will be required to look at other risk elements (Enterprise etc.) whilst working closely with the Head of Compliance, providing support as necessary. The role requires 3 days a week in the office.

Job Requirements

  • Experience working with Bloomberg AIM or similar risk IT products.
  • Hands‑on, proactive approach to working.
  • Good understanding of ETFs and related products.
  • Unless otherwise stated, candidates must have the right to work in the UK.

Investment Risk & Compliance Manager employer: CLARC Recruitment

Join a dynamic Investment Management firm that values innovation and growth, offering a collaborative work culture where your contributions directly impact the business. With a focus on employee development and a commitment to work-life balance, this role provides an excellent opportunity for professional advancement in a supportive environment. Located in a vibrant area, you will enjoy the benefits of working in a thriving financial hub, surrounded by like-minded professionals.
CLARC Recruitment

Contact Detail:

CLARC Recruitment Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Investment Risk & Compliance Manager

✨Tip Number 1

Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have a lead on that perfect Investment Risk & Compliance Manager role.

✨Tip Number 2

Prepare for those interviews by brushing up on your knowledge of Bloomberg AIM and ETFs. We want you to be able to showcase your hands-on, proactive approach and demonstrate how you can add value to the team.

✨Tip Number 3

Don’t forget to tailor your pitch! When you get the chance to speak with potential employers, highlight your experience with various risk elements and how it aligns with their needs. Make it clear that you’re not just about investment risk but can handle a broader remit.

✨Tip Number 4

Apply through our website! It’s the best way to ensure your application gets seen. Plus, we’re always looking for talented individuals like you to join our growing team in exciting roles like this one.

We think you need these skills to ace Investment Risk & Compliance Manager

Investment Risk Management
Compliance Management
Bloomberg AIM
Risk IT Products
Enterprise Risk Assessment
Proactive Approach
Understanding of ETFs
Communication Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Investment Risk & Compliance Manager role. Highlight your experience with risk IT products like Bloomberg AIM and any relevant knowledge of ETFs. We want to see how your skills match what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this newly created role. Share specific examples of your hands-on approach and how you've tackled similar challenges in the past.

Showcase Your Proactive Attitude: In your application, emphasise your proactive approach to work. We love candidates who take initiative, so share instances where you've gone above and beyond in your previous roles, especially in risk management.

Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re serious about joining our exciting team!

How to prepare for a job interview at CLARC Recruitment

✨Know Your Risk Products

Make sure you brush up on your knowledge of ETFs and related products. Be ready to discuss how these fit into the broader investment landscape and how they relate to risk management. This shows that you’re not just familiar with the basics but can also engage in deeper conversations.

✨Familiarise Yourself with Bloomberg AIM

Since experience with Bloomberg AIM or similar risk IT products is crucial, take some time to get comfortable with its functionalities. If you’ve used it before, prepare specific examples of how you’ve leveraged it in your previous roles to manage risk effectively.

✨Show Your Proactive Approach

This role requires a hands-on, proactive approach, so be prepared to share examples from your past where you took initiative. Whether it was identifying a potential risk or implementing a new compliance measure, highlight your ability to act decisively and effectively.

✨Understand the Compliance Landscape

Since you'll be working closely with the Head of Compliance, it’s essential to have a solid understanding of compliance regulations and frameworks. Brush up on current trends and challenges in compliance within the investment sector, and be ready to discuss how you can contribute to maintaining high standards.

Investment Risk & Compliance Manager
CLARC Recruitment

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