At a Glance
- Tasks: Manage compliance for investment strategies and train staff on policies.
- Company: Dynamic fund management firm with a focus on compliance excellence.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Minimum 3 days in the office, covering market hours.
- Why this job: Join a key role in shaping compliance practices and making a real impact.
- Qualifications: Experience in investment compliance and knowledge of Blackrock Aladdin preferred.
The predicted salary is between 60000 - 80000 € per year.
We are working as sole agency with a fund management firm looking to hire an Investment Compliance Manager to join their business in a newly created role. This individual will act as a key stakeholder in the Compliance function, working closely with the business on a day-to-day basis. They will provide advice while also being required to bring a strong Investment Compliance background, ideally with knowledge & coding experience of the Blackrock Aladdin system. Candidates should have strong communication skills, work autonomously when required, and have excellent product knowledge, particularly LDI strategies. Strong communication and training skills are a must as this role will have an important role in the continued education and training of staff across multiple office locations globally. The role requires a minimum of 3 days in the office and will ideally cover market hours, 8am-5pm.
Job Requirements
- Manage the Compliance Module on Blackrock Aladdin, overseeing coding, amendments, and resolving trade alerts.
- Develop and maintain compliance policies to fulfil regulatory obligations, with emphasis on Market Abuse, Regulatory Reporting, EMIR, and Order Execution.
- Support risk-based compliance monitoring and testing.
- Address emerging compliance issues with management and third parties.
- Strong knowledge of LDI strategies for pension funds.
- Deliver staff training on compliance policies and procedures.
Unless otherwise stated, candidates must have the right to work in the UK.
Investment Compliance Manager employer: CLARC Recruitment
Join a dynamic fund management firm that prioritises employee development and fosters a collaborative work culture. As an Investment Compliance Manager, you will benefit from a supportive environment that encourages continuous learning and offers opportunities for professional growth, all while working in a vibrant office located in the heart of the city. With a focus on compliance excellence and innovative practices, this role provides a unique chance to make a significant impact within the organisation and the wider financial community.
StudySmarter Expert Advice🤫
We think this is how you could land Investment Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars where you can meet potential employers or colleagues who might know about openings. Remember, it’s all about who you know!
✨Tip Number 2
Show off your skills! If you’ve got experience with the Blackrock Aladdin system, make sure to highlight that in conversations. Consider preparing a mini-presentation or case study on how you’ve used it effectively in past roles.
✨Tip Number 3
Practice makes perfect! Get ready for interviews by doing mock sessions with friends or mentors. Focus on articulating your knowledge of LDI strategies and compliance policies clearly and confidently. The more you practice, the more natural it will feel!
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that Investment Compliance Manager role. Plus, applying directly shows your enthusiasm and commitment to joining the team!
We think you need these skills to ace Investment Compliance Manager
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Investment Compliance Manager role. Highlight your experience with compliance policies, especially around LDI strategies, and any coding experience with Blackrock Aladdin. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your strong communication skills and how you can contribute to staff training and compliance education. Let us know what excites you about working with us!
Showcase Your Knowledge:In your application, don’t forget to showcase your knowledge of compliance regulations like Market Abuse and EMIR. We’re looking for someone who can hit the ground running, so let us know how your expertise aligns with our needs.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you don’t miss out on any important updates. Plus, it’s super easy to do!
How to prepare for a job interview at CLARC Recruitment
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance policies, especially around Market Abuse and EMIR. Be ready to discuss how you've applied this knowledge in previous roles, as well as any experience you have with the Blackrock Aladdin system.
✨Show Off Your Communication Skills
Since this role involves training staff across multiple locations, practice articulating complex compliance concepts in a simple way. Prepare examples of how you've successfully communicated compliance issues or trained others in the past.
✨Demonstrate Autonomy and Initiative
Be prepared to share instances where you've worked independently to solve compliance challenges. Highlight your ability to manage the Compliance Module on Blackrock Aladdin and how you’ve resolved trade alerts or made amendments.
✨Understand LDI Strategies Inside Out
Familiarise yourself with LDI strategies for pension funds, as this is crucial for the role. Be ready to discuss how these strategies impact compliance and any relevant experiences you've had in this area.
