We are exclusively recruiting for a purpose-led fintech lender are looking to hire a Head of Compliance (SMF16) on either a Full or Part-Time basis to ensure they meet their regulatory obligations.
Job Requirements
- Design, maintain and embed a proportionate compliance framework, policy suite and risk appetite for consumer credit
- Own and deliver a risk-based compliance monitoring plan, with clear findings, actions and follow-up.
- Oversee SM&CR operation across the firm, including certification, fitness and propriety, and conduct rules training
- Provide compliance sign-off on new products, pricing changes, customer journeys and financial promotions
- Advise on the governance of automated and AI-supported credit decisioning, including fairness and explainability.
- Work with the MLRO and DPO on financial crime and data protection where they touch the customer journey
- Experience as an approved SMF16 or SMF17, or as deputy to one.
- At least 7 years in compliance at an FCA-regulated firm, with significant time in consumer credit or retail lending.
- Deep working knowledge of CONC, PRIN, the Consumer Duty, SM&CR, DISP and the financial promotions regime.
Unless otherwise stated, candidates must have the right to work in the UK.
Head of Compliance employer: CLARC Recruitment
Join an award-winning property consultancy that prioritises compliance and governance while fostering a supportive work culture in vibrant London or Birmingham. With a commitment to employee growth, the firm offers tailored development opportunities and a collaborative environment where your expertise as a Compliance Officer will be valued and impactful. Enjoy the unique advantage of working in a dynamic sector, contributing to strategic oversight and risk management within a respected organisation.
