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For Companies At a Glance
- Tasks: Oversee compliance and trade surveillance in a dynamic investment banking environment.
- Company: Niche investment bank with a collaborative team culture.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Join a hands-on role that impacts the business and enhances your compliance expertise.
- Qualifications: 5+ years in compliance, strong trade surveillance knowledge, and excellent communication skills.
- Other info: Opportunity for career growth in a small, focused compliance team.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
A niche Investment Bank is looking to hire a Compliance Manager to join their business. The role will cover a range of duties, with a particular focus on Best Execution Trade Surveillance.
This will be a hands-on role working within a small Compliance function, ideal for an individual looking to work within a collaborative team environment with exposure to all areas of the business.
Job Requirements:
- Minimum 5 years Compliance experience, with a strong background in Trade Surveillance.
- Familiarity with Liquid Metrix, or similar systems, preferable.
- Strong knowledge of best execution monitoring & market abuse surveillance.
- Assist with the completion of the Compliance Monitoring programme.
- Strong communication skills, essential.
Unless otherwise stated, candidates must have the right to work in the UK.
The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.
Compliance Manager - Trade Surveillance employer: CLARC Recruitment
Contact Detail:
CLARC Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Trade Surveillance
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of trade surveillance and best execution practices. We want you to shine when discussing your experience and how it aligns with the role!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the position.
✨Tip Number 4
Apply through our website for a smoother process! We’re here to help you every step of the way, and applying directly gives you a better chance of standing out.
We think you need these skills to ace Compliance Manager - Trade Surveillance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in Trade Surveillance and any relevant systems like Liquid Metrix. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Share specific examples of your compliance experience and how you can contribute to our collaborative environment.
Showcase Your Communication Skills: Strong communication skills are essential for this role, so make sure to demonstrate them in your application. Whether it's through your writing style or how you present your experiences, let us see your ability to convey complex information clearly.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures that all your details are secure with us. Plus, it makes the process smoother for everyone involved!
How to prepare for a job interview at CLARC Recruitment
✨Know Your Trade Surveillance Inside Out
Make sure you brush up on your knowledge of trade surveillance and best execution monitoring. Be prepared to discuss specific examples from your past experience that demonstrate your expertise in these areas, especially if you've worked with systems like Liquid Metrix.
✨Showcase Your Communication Skills
Since strong communication skills are essential for this role, practice articulating your thoughts clearly and confidently. Consider preparing a few scenarios where you effectively communicated compliance issues or collaborated with team members to resolve challenges.
✨Understand the Compliance Monitoring Programme
Familiarise yourself with what a Compliance Monitoring programme entails. Be ready to discuss how you can contribute to its completion and any relevant experiences you have that align with this responsibility.
✨Emphasise Team Collaboration
This role is all about working within a small, collaborative team. Think of examples that highlight your ability to work well with others, share insights, and contribute positively to a team environment. Show them you're not just a lone wolf!
