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- Tasks: Manage Insider Lists and support Central Compliance in a hands-on role.
- Company: Niche investment bank in Greater London with a close-knit Compliance team.
- Benefits: Gain valuable experience in compliance within a supportive environment.
- Why this job: Join a proactive team and enhance your compliance skills in a dynamic setting.
- Qualifications: At least 12 months of Compliance experience and a curious mindset.
- Other info: Work in the office at least 4 days a week for collaborative success.
The predicted salary is between 36000 - 60000 £ per year.
A niche investment bank in Greater London is seeking a Compliance Associate to join their small Compliance team. This is a hands-on role that focuses on Insider List management and Central Compliance duties, ideal for someone with at least 12 months of Compliance experience.
The position emphasizes collaboration within a small team and requires a proactive and inquisitive mindset. Candidates must have the right to work in the UK. The role requires at least 4 days in the office.
Compliance Associate: Insider Lists & Central Compliance employer: CLARC Recruitment
Contact Detail:
CLARC Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate: Insider Lists & Central Compliance
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. A friendly chat can lead to insider info about job openings that aren’t even advertised yet.
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance practices. Show them you’re not just another candidate; you’re genuinely interested in their work and how you can contribute.
✨Tip Number 3
Be proactive! Follow up after interviews with a thank-you email. It shows your enthusiasm and keeps you fresh in their minds. Plus, it’s a great chance to reiterate why you’re the perfect fit.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that Compliance Associate role. Plus, it’s a straightforward way to get your application noticed.
We think you need these skills to ace Compliance Associate: Insider Lists & Central Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your Compliance experience, especially any work related to Insider Lists or Central Compliance. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our small team and how your proactive mindset can contribute to our success.
Show Your Team Spirit: Since we’re a small team, collaboration is key. Mention any experiences where you’ve worked closely with others in a Compliance setting. We love to see teamwork in action!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at CLARC Recruitment
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance regulations, especially those related to insider lists. Being able to discuss specific examples from your past experience will show that you’re not just familiar with the theory but can apply it in practice.
✨Show Your Team Spirit
Since this role is all about collaboration within a small team, be prepared to talk about how you’ve worked effectively with others in the past. Share examples that highlight your ability to communicate and support your colleagues, as teamwork is key in this position.
✨Ask Smart Questions
Prepare some insightful questions about the company’s compliance processes or challenges they face. This shows that you’re genuinely interested in the role and have done your homework. It also gives you a chance to demonstrate your proactive mindset.
✨Be Ready for Scenario-Based Questions
Expect to encounter scenario-based questions during the interview. Think about how you would handle specific compliance situations, particularly those involving insider information. Practising these scenarios can help you articulate your thought process clearly and confidently.
