Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Monitor regulations, review marketing materials, and support compliance culture.
- Company: Join a dynamic financial planning business focused on client outcomes.
- Benefits: Enjoy a secure application process and potential for future opportunities.
- Why this job: Make an impact in compliance while developing your skills in a supportive environment.
- Qualifications: 2+ years in compliance, knowledge of FCA regulations, strong communication skills.
- Other info: Your CV is safe with us; we prioritise your privacy.
The predicted salary is between 28800 - 48000 £ per year.
A financial planning business is looking to hire a Compliance Analyst to provide regulatory support and guidance to the business, fostering client outcome focus and a compliant culture.
Main Responsibilities:
- Monitoring and reporting on regulatory changes affecting the business
- Reviewing and approving marketing materials, websites and presentations to ensure compliance with regulations
- Assisting in the gathering of information in response to requests by the Regulator
- Creation of new and review of existing internal policies in line with current regulation
- Supporting the Thematic Review programme
- Administration and Certification processes in relation to SMCR
Job Requirements:
- Minimum of 2 years’ experience working in a Compliance role, conducting similar activities preferably in a Wealth Management/Financial Planning environment
- Good knowledge of FCA regulations
- Strong verbal, written and interpersonal skills including stakeholder management
Unless otherwise stated, candidates must have the right to work in the UK.
The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.
Apply for this role through this job post or email an application to vacancies@clarcrecruitment.com
Contact Detail:
CLARC Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance frameworks. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those working in wealth management or financial planning. Attend industry events or join relevant online forums to make connections that could lead to job opportunities.
✨Tip Number 3
Prepare to discuss specific examples from your previous roles where you successfully navigated regulatory challenges. This will showcase your practical experience and problem-solving skills during the interview.
✨Tip Number 4
Research the company’s culture and values, particularly their approach to compliance and client outcomes. Tailoring your conversation to align with their ethos can set you apart from other candidates.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Analyst. Familiarise yourself with the key tasks mentioned in the job description, such as monitoring regulatory changes and reviewing marketing materials.
Tailor Your CV: Highlight your relevant experience in compliance roles, especially within Wealth Management or Financial Planning. Emphasise your knowledge of FCA regulations and any specific achievements that demonstrate your skills in stakeholder management.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for compliance and your understanding of the regulatory landscape. Mention how your experience aligns with the company's needs and how you can contribute to fostering a compliant culture.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Analyst role.
How to prepare for a job interview at CLARC Recruitment
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations and any recent changes. Being able to discuss these confidently will show your expertise and readiness for the role.
✨Prepare Examples
Think of specific instances from your previous experience where you've successfully navigated compliance challenges. This will help demonstrate your problem-solving skills and practical knowledge.
✨Showcase Communication Skills
As a Compliance Analyst, you'll need strong verbal and written communication skills. Be prepared to discuss how you've effectively communicated complex regulatory information to stakeholders in the past.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle regulatory changes. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
