At a Glance
- Tasks: Manage compliance for investment funds and train staff on policies.
- Company: Dynamic fund management firm with a focus on compliance.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Minimum three days in the office, aligning with market hours.
- Why this job: Be a key player in shaping compliance strategies and making a real impact.
- Qualifications: Strong investment compliance background and knowledge of LDI strategies.
The predicted salary is between 60000 - 80000 £ per year.
We are acting as sole agency for a fund management firm seeking to appoint an Investment Compliance Manager in a newly created role. This person will be a key stakeholder within the Compliance function, partnering closely with the business on a day-to-day basis. The role requires a strong investment compliance background and would ideally suit someone with knowledge of, and coding experience in, the BlackRock Aladdin system. The successful candidate will be a strong communicator who can work autonomously when needed and brings excellent product knowledge, particularly across LDI strategies. Strong communication and training skills are essential, as this role will play an important part in the ongoing education and training of staff. The role requires a minimum of three days in the office and will ideally align with market hours, from 8:00 am to 5:00 pm.
Job Requirements
- Manage the Compliance Module on Blackrock Aladdin, overseeing coding, amendments, and resolving trade alerts.
- Develop and maintain compliance policies to fulfil regulatory obligations, with emphasis on Market Abuse, Regulatory Reporting, EMIR, and Order Execution.
- Support risk-based compliance monitoring and testing.
- Address emerging compliance issues with management and third parties.
- Strong knowledge of LDI strategies for pensions funds.
- Deliver staff training on compliance policies and procedures.
Unless otherwise stated, candidates must have the right to work in the UK.
Compliance Advisory Manager – Pensions employer: CLARC Recruitment
As a leading fund management firm, we pride ourselves on fostering a collaborative and innovative work environment where compliance professionals can thrive. Our commitment to employee development is reflected in our comprehensive training programmes and the opportunity to work with cutting-edge systems like BlackRock Aladdin. Located in a vibrant area, we offer a supportive culture that values strong communication and teamwork, making us an excellent employer for those seeking meaningful and rewarding careers in compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Advisory Manager – Pensions
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and pensions space. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and make a lasting impression.
✨Tip Number 2
Show off your skills! If you’ve got experience with the BlackRock Aladdin system, make sure to highlight that in conversations. We want to see you confidently discussing how you can manage compliance modules and tackle trade alerts like a champ.
✨Tip Number 3
Prepare for those tricky interview questions! Brush up on your knowledge of LDI strategies and regulatory obligations. We suggest practising your responses to common compliance scenarios so you can demonstrate your expertise and problem-solving skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate candidates who are ready to take on exciting roles like the Compliance Advisory Manager – Pensions.
We think you need these skills to ace Compliance Advisory Manager – Pensions
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Advisory Manager role. Highlight your investment compliance background and any experience with the BlackRock Aladdin system. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your strong communication skills and experience in training staff, as these are key aspects of the job.
Showcase Relevant Experience:When detailing your work history, focus on experiences that relate to compliance policies, LDI strategies, and regulatory obligations. We love seeing how you've tackled similar challenges in the past!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves!
How to prepare for a job interview at CLARC Recruitment
✨Know Your Compliance Stuff
Make sure you brush up on your investment compliance knowledge, especially around LDI strategies. Be ready to discuss how you've applied this knowledge in previous roles and how it relates to the job at hand.
✨Familiarise Yourself with BlackRock Aladdin
If you have experience with the BlackRock Aladdin system, great! If not, take some time to learn about its Compliance Module. Understanding how to manage coding and trade alerts will show that you're proactive and serious about the role.
✨Show Off Your Communication Skills
This role requires strong communication abilities, so be prepared to demonstrate how you've effectively communicated complex compliance issues in the past. Think of examples where you've trained staff or collaborated with teams to enhance compliance understanding.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical compliance situations. Prepare to discuss how you'd handle emerging compliance issues or regulatory obligations. This will showcase your problem-solving skills and ability to think on your feet.
