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- Tasks: Lead the transaction reporting team, ensuring compliance with EMIR, MiFID II, and SFTR regulations.
- Company: Join a dynamic financial institution in the heart of London, known for its innovative approach.
- Benefits: Enjoy flexible working options, competitive salary, and opportunities for professional growth.
- Why this job: Be part of a collaborative team that drives regulatory change and enhances reporting processes.
- Qualifications: Experience in capital markets and transaction reporting is essential; strong communication skills are a must.
- Other info: Opportunity to work with international teams and engage with senior stakeholders.
The predicted salary is between 54000 - 84000 £ per year.
We are seeking a skilled Transaction Reporting lead to manage the EMIR jurisdictional obligations in the transaction Reporting team, based in London. This role involves overseeing various reporting requirements such as EMIR 3.0, MiFID II, SFTR, and Bank of Italy. As the EMIR lead, your responsibilities include ensuring accurate and timely submissions to relevant authorities and supporting project-related tasks. The team operates in both London and India.
In this role, you will:
- Monitor/Supervise completion of, and as needed performance of daily exceptions management in a timely and accurate manner to meet Wells Fargo's reporting obligations.
- Monitor/Supervise completion of, and as needed performance of daily reconciliation controls in a timely and robust manner.
- Further enhance the control framework around the existing transaction reporting processes and controls.
- Maintain and enhance governance documents (e.g. Process flows and procedures).
- Provide SME analytical support to regulatory change projects including co-ordination and execution of related testing.
- Act as the link between business requirements and technology solutions.
- Work with Traders and Salespeople to work through potential trade issues and violations.
- Work with Compliance and Legal stakeholders on rule interpretations for regulatory change and ongoing reporting.
- Deliver timely and accurate MI to Operations & Compliance management.
- Issue Management and incident write ups.
- Liaise with senior regional stakeholders through Senior Stakeholder meetings.
- Present in Senior Stakeholder meetings, Forums or Steer Cos.
Required Qualifications:
- Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
- Knowledge of transaction reporting operations including EMEA TR related requirements.
- Ability to understand and translate regulatory rule changes and map to requirements.
- Working product knowledge of the OTC Derivatives/Fixed Income lines of businesses and products.
- Experience of working with project stakeholders to deliver change.
- Proven track record of process improvements and project delivery.
- Strong communication and organisational skills to work with local and remote Operations, Technology and Compliance stakeholders.
- Proficient with Microsoft Excel (VBA preferred).
Desired Qualifications:
- Self-motivated with excellent experience in transaction reporting operations, covering EMIR 3.0 with experience/knowledge of MIFID II and SFTR an advantage.
- Ability to demonstrate a working knowledge of the regulation and reporting methodologies.
Transaction Reporting Lead in City of London employer: City Recruitment Associates Ltd
Contact Detail:
City Recruitment Associates Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Transaction Reporting Lead in City of London
✨Tip Number 1
Network with professionals in the capital markets industry, especially those who have experience with EMIR and MiFID II. Attend industry events or webinars to connect with potential colleagues and learn more about the latest trends and challenges in transaction reporting.
✨Tip Number 2
Familiarise yourself with the specific regulatory requirements related to EMIR 3.0, MiFID II, and SFTR. Understanding these regulations in depth will not only help you in interviews but also demonstrate your commitment to the role and the importance of compliance.
✨Tip Number 3
Prepare to discuss your experience with process improvements and project delivery. Be ready to share specific examples of how you've enhanced transaction reporting processes in previous roles, as this will showcase your ability to contribute effectively to our team.
✨Tip Number 4
Brush up on your Microsoft Excel skills, particularly VBA, as this is a key requirement for the role. Consider taking an online course or working on personal projects that involve data analysis to strengthen your proficiency before applying.
We think you need these skills to ace Transaction Reporting Lead in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in transaction reporting, particularly with EMIR 3.0, MiFID II, and SFTR. Use specific examples to demonstrate your skills in managing reporting obligations and process improvements.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Clearly outline how your background aligns with the responsibilities mentioned in the job description, such as overseeing reporting requirements and liaising with stakeholders.
Highlight Relevant Skills: Emphasise your communication and organisational skills, as well as your proficiency in Microsoft Excel. Mention any experience you have with project delivery and regulatory change, as these are key aspects of the role.
Showcase Your Industry Knowledge: Demonstrate your understanding of the Capital Markets industry and transaction reporting operations. Include any relevant training or certifications that showcase your expertise in this area, which will help you stand out as a candidate.
How to prepare for a job interview at City Recruitment Associates Ltd
✨Know Your Regulations
Familiarise yourself with EMIR 3.0, MiFID II, and SFTR regulations. Be prepared to discuss how these regulations impact transaction reporting and share examples of how you've navigated similar requirements in the past.
✨Showcase Your Analytical Skills
Highlight your experience in providing analytical support for regulatory change projects. Be ready to discuss specific instances where you coordinated testing or improved processes, demonstrating your ability to enhance control frameworks.
✨Communicate Effectively
Strong communication skills are essential for this role. Practice articulating complex regulatory concepts clearly and concisely, especially when discussing how you would liaise with Traders, Compliance, and Legal stakeholders.
✨Demonstrate Project Management Experience
Prepare to discuss your experience working with project stakeholders to deliver change. Share examples of successful project delivery and process improvements, emphasising your organisational skills and ability to manage multiple tasks.
