Regulatory Auditor - Financial Services

Regulatory Auditor - Financial Services

Full-Time 59400 - 72600 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Lead audits assessing risk management and internal controls in financial services.
  • Company: Global Finance Services Institution with a focus on regulatory risk.
  • Benefits: Competitive salary, travel opportunities, and potential for team growth.
  • Other info: Confidential application process and opportunities for career advancement.
  • Why this job: Make a real impact in compliance and risk management while travelling across the UK and Europe.
  • Qualifications: 5+ years in financial services, strong knowledge of FSA regulations, and experience in retail banking.

The predicted salary is between 59400 - 72600 £ per year.

Our client, a Global Finance Services Institution, is looking to grow its Internal Audit function in the Regulatory Risk area.

Job Description

The role will involve

  • Leading audit engagements assessing the management of Risk and Internal Controls
  • Strong focus on Compliance (FSA)
  • Potential involvement in recruiting as the team grows over the next 6 months
  • The role will predominantly involve travel within the UK, with the occasional excursion within Europe.

Qualifications

The ideal candidate

  • 5+ years of experience, ideally within another Financial Services Company
  • Strong knowledge of FSA Banking Regulations
  • Previous exposure to engagements focusing on Financial Crime and Anti Money Laundering
  • Experience in Retail Banking
  • Additional language to English would be useful.

All applications will of course be held in the strictest confidence.

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Regulatory Auditor - Financial Services employer: Citrus Global Ltd

As a leading Global Finance Services Institution, we pride ourselves on fostering a dynamic work culture that prioritises employee growth and development. Our commitment to compliance and risk management not only ensures a rewarding career path for our Regulatory Auditors but also offers unique opportunities for travel across the UK and Europe, making every day an exciting challenge. Join us to be part of a team that values integrity, collaboration, and innovation in the financial services sector.

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Contact Details:

Citrus Global Ltd Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Regulatory Auditor - Financial Services

Tap into Campus Networks

If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.

Get Certified

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Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.

Apply Directly and Be Proactive

Don’t shy away from reaching out directly to firms like Citrus Global Ltd. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.

We think you need these skills to ace Regulatory Auditor - Financial Services

Regulatory Risk Assessment
Internal Controls Management
Compliance Knowledge (FSA)
Audit Engagement Leadership
Financial Crime Awareness
Anti Money Laundering Expertise
Retail Banking Experience

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Citrus Global Ltd.

Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.

Research and Reflect:Before hitting that 'apply' button on Citrus Global Ltd's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!

How to prepare for a job interview at Citrus Global Ltd

Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Citrus Global Ltd.

Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

Show Your Passion for Finance

Since this is a full-time position, employers at Citrus Global Ltd will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

Network with Industry Professionals

Before your interview, reach out to current or former Citrus Global Ltd employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.