At a Glance
- Tasks: Support risk management for local business activities and regulatory compliance.
- Company: Join a leading financial services firm with a global presence.
- Benefits: Competitive salary, career development opportunities, and a dynamic work environment.
- Other info: Collaborate with diverse teams and enhance your skills in a fast-paced setting.
- Why this job: Be part of a crucial team shaping risk management strategies in finance.
- Qualifications: Bachelor's degree and 2 years of experience in financial services or risk.
The predicted salary is between 40000 - 50000 £ per year.
As part of its business expansion, CLSA (UK) is seeking to hire an Assistant Risk Manager to join the local management team to support the risk management demand from both local business activities and the FCA. The Assistant Risk Manager is expected to work closely with internal parties such as UK Management (local team & COO), Front-Office (Sales & Trading), Compliance, Finance, Operations as well as our Central Risk Management Team located in Hong Kong. External parties include audits or regulatory bodies for ad-hoc queries and reporting or during periodic inspections.
Key Areas of Responsibility
- The candidate will report to EMEA Risk Manager locally.
- Perform regular risk reporting for both internal communication and regulatory requirements.
- Perform risk assessment for early risk identification of new business initiations and activities.
- Prepare on demand reports for risk monitoring and communicate with relevant parties for risk management relevant issues.
- Prepare risk limits review materials and committee materials for local management.
- Perform risk limits review based on the delegation from other teams within the risk management department.
- Maintenance and updating documentation of local risk policies and procedures.
- Work on risk related IT system and report enhancement projects.
- Perform ongoing data management activities.
Requirements
- Bachelor's degree holder in Finance, Accounting, business, STEM or related disciplines.
- Minimum 2 years of prior experience within the financial services industry or risk.
- Willingness to have a professional career development in risk management.
- Basic computer skills in daily office applications (including Excel, SQL).
- Good communication skills to liaise with stakeholders and general awareness of the market and business environment from a risk management point of view.
- Basic programming skills for increasing productivity.
Assistant Risk Manager, Regional Risk, Risk | London, UK employer: CITIC CLSA
Contact Detail:
CITIC CLSA Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Assistant Risk Manager, Regional Risk, Risk | London, UK
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those working in risk management. Attend events or webinars where you can meet potential colleagues and learn more about the field.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of risk management practices and regulations. We recommend doing mock interviews with friends or using online platforms to get comfortable with common questions.
✨Tip Number 3
Showcase your skills! Create a portfolio that highlights your experience in risk assessment and reporting. This could include case studies or examples of projects you've worked on that demonstrate your capabilities.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Assistant Risk Manager, Regional Risk, Risk | London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Assistant Risk Manager role. Highlight your relevant experience in risk management and any specific skills that match the job description. We want to see how you fit into our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about risk management and how your background makes you a great fit for us. Keep it concise but engaging – we love a good story!
Showcase Your Skills: Don’t forget to mention your computer skills, especially with Excel and SQL. If you have any programming experience, let us know! We’re looking for someone who can enhance our risk-related IT systems.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. We can’t wait to hear from you!
How to prepare for a job interview at CITIC CLSA
✨Know Your Risk Management Basics
Make sure you brush up on key risk management concepts and frameworks. Understand the specific risks associated with financial services and be ready to discuss how you've identified and mitigated risks in your previous roles.
✨Familiarise Yourself with Regulatory Requirements
Since the role involves liaising with regulatory bodies, it’s crucial to have a solid understanding of the FCA's requirements. Research recent regulations and be prepared to discuss how they impact risk management practices.
✨Prepare for Scenario-Based Questions
Expect questions that ask you to assess risks in hypothetical situations. Practice articulating your thought process clearly, demonstrating your analytical skills and ability to communicate effectively with stakeholders.
✨Showcase Your Technical Skills
Highlight your proficiency in tools like Excel and SQL during the interview. Be ready to discuss any relevant projects where you used these skills to enhance risk reporting or data management, as this will show your practical experience.