At a Glance
- Tasks: Lead risk and control governance for Equities Middle Office, ensuring compliance and operational resilience.
- Company: Join Citi, a global leader in financial services with a dynamic workplace culture.
- Benefits: Enjoy generous holidays, competitive salary, private medical insurance, and flexible working options.
- Other info: Collaborate with diverse teams and access extensive learning resources for personal growth.
- Why this job: Make a real impact in the financial industry while developing your career in a supportive environment.
- Qualifications: Experience in operations and risk management within finance, strong communication skills required.
The predicted salary is between 80000 - 100000 £ per year.
Citi's Markets Operations group provides a full suite of strategic advisory and financing products to multinational and local corporations, financial and public sector institutions, governments, privately held businesses, and many of the world's most successful and influential individuals and families in more than 160 countries and jurisdictions. We provide world‑class financial products and services as diverse as the needs of the thousands of corporations, institutions, governments and investors we serve.
The In‑Business Risk & Control (IBRC) function within Equities Middle Office provides centralized risk oversight, control governance and initiative coordination across the Equities Operations landscape. The team partners with ECO, ORM and broader Markets Operations stakeholders to ensure robust control frameworks, regulatory compliance and operational resilience.
This role is the IBRC lead for Equities Middle Office, providing risk and control governance across Equities Cash, Equities Derivatives, Syndicates, Prime Finance, Stock Loan, Delta One and OTC Confirmations. The successful candidate will maintain and enhance the risk and control governance framework, proactively identify and monitor Key Risk Indicators, manage third‑party and vendor oversight, coordinate attestations and corporate hygiene activities, and drive risk reduction initiatives as they arise across the function.
What you'll do
- Maintain and enhance the IBRC governance framework and virtual IBRC Team across Equities Middle Office, ensuring standardized governance over attestations, corporate hygiene, risk updates, commentary, audit engagement, working groups and central initiatives.
- Partner with ECO and ORM teams across Equities to ensure consistent risk oversight and control effectiveness.
- Design, develop and maintain Key Risk Indicator dashboards to proactively identify emerging risks, control weaknesses and trends across Equities Middle Office operations, monitoring outputs and driving timely escalation where thresholds are breached.
- Oversee third‑party and vendor risk governance for Equities Middle Office, ensuring appropriate due diligence, ongoing monitoring, performance oversight and independent validation of vendor‑generated outputs.
- Represent Equities Middle Office in senior working groups across Markets and Operations, contributing to governance forums and cross‑functional risk committees.
- Coordinate end‑to‑end attestation processes across all Equities Middle Office desks, including sign‑off tracking, timeliness monitoring and completeness assurance.
- Manage access entitlement governance, records management, regulatory reporting oversight and other control‑related activities as required by the evolving risk landscape.
- Take ownership of risk and control initiatives as they arise, providing senior oversight and driving delivery across the Equities Middle Office landscape.
- Maintain and develop the Equities Middle Office Risk SharePoint hub, ensuring stakeholders have self‑service access to current risk information, governance calendars, MI and policy documentation.
- Build and maintain strong relationships with stakeholders across Equities Middle Office desks, Markets Operations COO, Technology, Compliance, Legal and Front Office teams, establishing regular communication cadences and ensuring consistent messaging.
- Embed a strong Controls and Compliance culture across Equities Middle Office, developing and rolling out training and awareness programmes as required.
- Appropriately assess risk in the business decisions made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets by driving compliance with applicable laws, rules and regulations, adhering to policy, applying sound ethical judgment and escalating, managing and reporting control issues with transparency.
What we need from you
- Extensive experience in operations and risk management within the financial industry, with strong knowledge of the Markets business, particularly Equities Operations (Cash, Derivatives, Syndicates, Prime Finance, Stock Loan, Delta One and/or OTC Confirmations).
- Proven experience in building and maintaining risk and control governance frameworks, including attestation management, MCA oversight and audit engagement.
- Strong understanding of operational risk management principles, including risk identification, assessment, monitoring and mitigation.
- Experience with Key Risk Indicator design, development and monitoring, including threshold calibration and escalation frameworks.
- Experience with third‑party and vendor risk management, including due diligence, ongoing monitoring and performance oversight.
- Exceptional communication and stakeholder management skills – the ability to communicate complex risk topics clearly to a wide range of audiences, from desk‑level operations through to senior management, and to build trusted relationships across multiple functions is critical for this role.
- Experience successfully collaborating with multiple stakeholders across the Markets business and broader Citi Enterprise Risk Management and Operations, Technology teams.
- Demonstrated ability to manage multiple concurrent initiatives with competing priorities and deadlines, with the flexibility to take on new responsibilities as the risk landscape evolves.
- Proficiency with SharePoint, MS Office, Tableau or Power BI, and governance/risk management tools.
- Experience working with second‑line and third‑line partners.
- Bachelor's or university degree or equivalent experience.
What we can offer you
- Generous holiday allowance starting at 27 days plus bank holidays; increasing with tenure.
- Discretionary annual performance‑related bonus.
- Private medical insurance packages tailored to personal circumstances.
- Employee Assistance Program.
- Pension plan.
- Paid parental leave.
- Special discounts for employees, family and friends.
- Access to learning and development resources.
Citi is an equal opportunity employer. Qualified candidates will receive consideration without regard to race, colour, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity, review Accessibility at Citi.
Securities & Derivatives Senior Lead Analyst (Senior Vice President) in Belfast employer: Citi
Citi Belfast is an exceptional employer that fosters a dynamic and inclusive work environment, offering a hybrid model that promotes work-life balance. Employees benefit from a generous holiday allowance, competitive salary, and tailored medical insurance, alongside ample opportunities for professional growth through access to learning resources. With a strong emphasis on collaboration and a commitment to employee well-being, Citi stands out as a rewarding place to build a meaningful career in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Securities & Derivatives Senior Lead Analyst (Senior Vice President) in Belfast
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Citi. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Securities & Derivatives Senior Lead Analyst (Senior Vice President) in Belfast
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Citi.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Citi's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Citi
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Citi.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Citi will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Citi employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.