At a Glance
- Tasks: Lead complex audits in Capital Markets and enhance the control environment at CIBC.
- Company: Join CIBC, a relationship-oriented bank that values your strengths and ambitions.
- Benefits: Enjoy a hybrid work model, competitive salary, and a supportive team culture.
- Other info: Inclusive workplace with excellent career growth opportunities.
- Why this job: Make a meaningful impact while developing strong relationships across the organisation.
- Qualifications: 5+ years in Audit or Capital Markets; professional certification is a plus.
The predicted salary is between 43200 - 72000 £ per year.
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
JOB PURPOSE
In this role you'll have the opportunity to provide leadership in improving the overall control environment within CIBC and lead multi-skilled audit teams on large and/or highly complex audits in Capital Markets areas of the Bank. You'll provide an independent opinion on the design and effectiveness of operational and management controls in accordance with industry best practices and develop and maintain strong relationships with business partners.
KEY ACCOUNTABILITIES
- Audit Assignments
- Identify and fully understand the key business processes, their inherent risk, and the control environment.
- Scope and plan risk based audits, assess relevant processes and controls, and provide an independent opinion on their design and operating effectiveness.
- Audit Reporting
- Identify business control weaknesses, and objectively assess the severity and materiality of the issues and their potential impact on the business.
- Work with business management to develop action plans based on realistic and workable solutions, to mitigate the risk and exposure in the long term.
- Continuous Improvement
- Provide effective and timely communication on risks and issues with influence and judgment to create positive outcomes.
- Foster positive team environment that looks for ways to enhance audit guidelines and practice development and to improve efficiency and audit experience.
- Play advisory role in matters related to risk assessment and controls.
CROSS-FUNCTIONAL RELATIONSHIPS
This role will rely on strong cross-functional relationships across the organization. These relationships ensure that audits are comprehensive, relevant, and actionable.
COMPLIANCE REQUIREMENTS/RESPONSIBILITIES
As an employee of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls.
AUTHORITIES/DECISION RIGHTS
As a key contributor to the business unit, this job has the authority to recommend changes to business processes in order to enhance operational efficiency and effectiveness.
KNOWLEDGE AND SKILLS
- In-depth knowledge and understanding of the Capital Markets related businesses, products, risks, processes and controls.
- Minimum 5 years proven and progressive experience in Audit, Capital Markets, product Control, or other Equivalent Experience.
- Professional designation/certification such as CPA, CFA, FRM, CIA or equivalent would be an asset.
- Experience in Private Credit, Collateral Financing, Prime Brokerage, and other similar areas.
- Relationship building.
WORKING CONDITIONS
This role operates within a normal office environment. At CIBC we enable the work environment most optimal for you to thrive in your role. You'll have the flexibility to manage your work activities within a hybrid work arrangement where you'll spend 2-3 days per week on-site, while other days will be remote.
What you need to know
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com. You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
Job Location: 150 Cheapside, London, UK
Employment Type: Regular
Weekly Hours: 35
Skills: Analytical Thinking, Audit Management, Business, Business Management, Business Processes, Client Service, Communication, Integrated Audits, Internal Auditing, Internal Controls, Interpersonal Communication, Risk Management and Mitigation.
Senior Audit Manager, Capital Markets in London employer: CIBC
CIBC is an exceptional employer that prioritises a relationship-oriented culture, empowering its employees to make meaningful contributions while fostering their professional growth. Located in the vibrant city of London, our team enjoys a collaborative work environment, comprehensive benefits, and opportunities to engage with cutting-edge technology in the financial sector, ensuring that every member feels valued and supported in their career journey.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Audit Manager, Capital Markets in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the Capital Markets space and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that Senior Audit Manager role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of audit processes and controls. Be ready to discuss how you've improved operational efficiency in past roles, as this will show you’re the right fit for CIBC's relationship-oriented approach.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values. We recommend applying through our website to ensure your application gets the attention it deserves. Plus, it shows you’re genuinely interested in being part of the team!
✨Tip Number 4
Follow up after your interviews! A quick thank-you email can keep you top of mind and demonstrate your enthusiasm for the role. It’s a small gesture that can make a big difference in the hiring process.
We think you need these skills to ace Senior Audit Manager, Capital Markets in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Senior Audit Manager role. Highlight your experience in Capital Markets and any relevant certifications like CPA or CFA to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to tell us why you're passionate about audit management and how you can contribute to improving our control environment at CIBC. Be genuine and let your personality come through.
Showcase Your Relationship-Building Skills:Since this role involves strong cross-functional relationships, make sure to mention any past experiences where you've successfully built partnerships. We love seeing how you can foster collaboration and create positive outcomes!
Apply Through Our Website:We encourage you to apply directly through our website for the best experience. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Don’t miss out on this opportunity!
How to prepare for a job interview at CIBC
✨Know Your Capital Markets Inside Out
Make sure you brush up on your knowledge of Capital Markets, including the products, risks, and processes involved. Being able to discuss these confidently will show that you're not just familiar with the industry but also passionate about it.
✨Demonstrate Your Leadership Skills
As a Senior Audit Manager, you'll need to lead multi-skilled teams. Prepare examples from your past experiences where you've successfully led teams through complex audits or improved control environments. This will highlight your ability to manage and inspire others.
✨Build Relationships Before You Walk In
CIBC values relationship-building, so try to connect with current employees or learn about their culture before your interview. Mentioning these connections during your interview can demonstrate your proactive approach and genuine interest in the company.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills and judgement in risk assessment. Think of specific scenarios where you've identified control weaknesses and how you addressed them. This will showcase your analytical thinking and ability to provide actionable solutions.
