At a Glance
- Tasks: Ensure regulatory compliance and operational excellence in trade reporting.
- Company: Join CIBC, a leader in Capital Markets Operations with a focus on innovation.
- Benefits: Flexible hybrid work, competitive salary, and a supportive environment.
- Other info: Inclusive workplace culture with opportunities for growth and mentorship.
- Why this job: Make a real impact in regulatory operations while developing your analytical skills.
- Qualifications: Bachelor’s degree in Economics, Business, or Finance; 1-2 years in capital markets.
The predicted salary is between 30000 - 40000 € per year.
As an Analyst, Regulatory Trade Reporting within the Regulatory Operations team in Capital Markets Operations at CIBC, you will play a pivotal role in ensuring robust operational controls and regulatory compliance for Capital Markets Regulatory Trade & Transaction Reporting. You will provide subject matter expertise and oversight of control processes, while collaborating with stakeholders to drive continuous improvement and operational excellence.
Key Accountabilities
- Operational Controls & Compliance: Lead and oversee the execution of operational controls related to regulatory trade reporting. Participate in control testing and project initiatives, focusing on designing and implementing new controls to meet evolving regulatory requirements across multiple jurisdictions.
- Stakeholder Engagement: Collaborate with internal and external stakeholders to develop a clear product vision that aligns with regulatory requirements. Present findings, performance metrics, and recommendations to business partners and executives, ensuring transparency and accountability in regulatory reporting.
- Data Analysis & Reporting: Utilize advanced analytical skills to assess data from diverse internal and external sources, identifying gaps and opportunities for improvement in trade reporting. Develop actionable insights to enhance data quality and compliance.
- Control Deficiency Management: Establish standards for identifying and quantifying control deficiencies. Develop escalation paths and track issues through to full resolution, ensuring timely remediation and continuous improvement.
- Product Knowledge: OTC Derivative Products Knowledge – Working knowledge of the structure of derivatives transactions from both a theoretical and practical viewpoint as well as the basic finance principles that underlie them. Reconciliation – Perform reconciliations of capital markets derivatives data, including trade economics and valuations, to support accurate regulatory reporting. Leverage at least 1‑2 years of experience in reconciliation processes within capital markets.
- Communication & Collaboration: Effectively communicate complex regulatory and technical concepts to diverse audiences, including business partners and senior executives. Foster a collaborative environment to drive innovation and achieve shared goals.
Compliance Requirements / Responsibilities
As an employee of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls.
Authorities / Decision Rights
As a key contributor to the business unit, this job has the authority to recommend changes to business processes in order to enhance operational efficiency and effectiveness.
Knowledge and Skills
- Education: Master’s or Bachelor’s degree in Economics, Business, Finance, or a related field.
- Experience: 1‑2 years of relevant business experience in capital markets operations or regulatory reporting. Strong knowledge of data systems, operational processes, and regulatory trade reporting requirements, including MiFID II (ideal), and EMIR. Familiarity with APAC regulations (ASIC, MAS, HKMA) is an asset. Minimum 1‑2 years of reconciliation experience with capital markets derivatives data. Minimum 1‑2 years of experience in analytics, utilizing advanced analytical tools and techniques.
- Skills: Exceptional analytical and critical thinking abilities. Effective communication and presentation skills. Demonstrated leadership and mentoring capabilities. Proven ability to adapt to new technologies and regulatory changes. Strong attention to detail and commitment to quality.
Working Conditions
This role operates within a normal office environment. CIBC is committed to providing a flexible and supportive work environment. This role offers a hybrid work arrangement, empowering you to manage your activities both on‑site (2‑3 days per week) and remotely, optimizing productivity and work‑life balance.
Join CIBC’s Capital Markets Operations and make a meaningful impact in regulatory operations, driving excellence and compliance across the organization.
What You Need To Know
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact. You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
Job Location: 150 Cheapside, 1st Flr, London
Employment Type: Temporary (Fixed Term)
Weekly Hours: 35
Key Skills: Analytical Thinking, Business Operations, Collaborating, Controls, Compliance, Customer Service, Operational Efficiency, Operations Management, Operations Support, Prioritization, Process Improvements, Regulatory Compliance, Technical Knowledge.
Analyst, Regulatory Trade Reporting 12mth FTC in London employer: CIBC
CIBC is an exceptional employer that fosters a collaborative and inclusive work culture, providing employees with the opportunity to thrive in their roles while contributing to meaningful regulatory operations. With a commitment to professional growth, CIBC offers flexible hybrid working arrangements and encourages continuous improvement through innovative practices, making it an ideal workplace for those seeking to make a significant impact in the capital markets sector.
StudySmarter Expert Advice🤫
We think this is how you could land Analyst, Regulatory Trade Reporting 12mth FTC in London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those already working at CIBC or similar firms. A friendly chat can open doors and give you insider info that could make your application stand out.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory trade reporting and capital markets. We recommend practising common interview questions and scenarios related to compliance and operational controls to show you're ready to hit the ground running.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've used data analysis to solve problems or improve processes in past roles. This will demonstrate your ability to contribute to CIBC's commitment to operational excellence.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining the team at CIBC.
We think you need these skills to ace Analyst, Regulatory Trade Reporting 12mth FTC in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Analyst role. Highlight your experience in regulatory trade reporting and any relevant skills that match the job description. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about regulatory compliance and how your analytical skills can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Analytical Skills:Since this role involves a lot of data analysis, make sure to highlight any specific tools or techniques you’ve used in the past. We’re keen on seeing how you’ve turned data into actionable insights, so don’t hold back!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us quickly and efficiently. Plus, it shows you’re serious about joining our team at StudySmarter!
How to prepare for a job interview at CIBC
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks like MiFID II and EMIR. Understanding these will not only help you answer questions confidently but also show your commitment to compliance, which is crucial for the role.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples of how you've used data analysis in previous roles. Highlight any tools or techniques you've employed to identify gaps in reporting or improve operational processes, as this aligns perfectly with the job's focus.
✨Engage Stakeholders Effectively
Think about times when you've collaborated with different teams or stakeholders. Be ready to share how you communicated complex concepts clearly and drove projects forward, as stakeholder engagement is a key part of this role.
✨Demonstrate Attention to Detail
Since this position involves ensuring robust operational controls, be prepared to discuss how you maintain high standards in your work. Share examples of how your attention to detail has led to successful outcomes in past projects.
