At a Glance
- Tasks: Ensure regulatory compliance and operational excellence in trade reporting.
- Company: Join CIBC, a leader in Capital Markets Operations with a focus on innovation.
- Benefits: Flexible hybrid work, competitive salary, and a supportive environment.
- Other info: Inclusive workplace with opportunities for growth and mentorship.
- Why this job: Make a real impact in regulatory operations while developing your analytical skills.
- Qualifications: Bachelor's degree in relevant field and 1-2 years of experience in capital markets.
The predicted salary is between 40000 - 50000 € per year.
As an Analyst, Regulatory Trade Reporting within the Regulatory Operations team in Capital Markets Operations at CIBC, you will play a pivotal role in ensuring robust operational controls and regulatory compliance for Capital Markets Regulatory Trade & Transaction Reporting. You will provide subject matter expertise and oversight of control processes, while collaborating with stakeholders to drive continuous improvement and operational excellence.
Key Accountabilities
- Operational Controls & Compliance: Lead and oversee the execution of operational controls related to regulatory trade reporting. Participate in control testing and project initiatives, focusing on designing and implementing new controls to meet evolving regulatory requirements across multiple jurisdictions.
- Stakeholder Engagement: Collaborate with internal and external stakeholders to develop a clear product vision that aligns with regulatory requirements. Present findings, performance metrics, and recommendations to business partners and executives, ensuring transparency and accountability in regulatory reporting.
- Data Analysis & Reporting: Utilize advanced analytical skills to assess data from diverse internal and external sources, identifying gaps and opportunities for improvement in trade reporting. Develop actionable insights to enhance data quality and compliance.
- Control Deficiency Management: Establish standards for identifying and quantifying control deficiencies. Develop escalation paths and track issues through to full resolution, ensuring timely remediation and continuous improvement.
- Product Knowledge: OTC Derivative Products Knowledge – Working knowledge of the structure of derivatives transactions from both a theoretical and practical viewpoint as well as the basic finance principles that underlie them. Reconciliation – Perform reconciliations of capital markets derivatives data, including trade economics and valuations, to support accurate regulatory reporting. Leverage at least 1‑2 years of experience in reconciliation processes within capital markets.
- Communication & Collaboration: Effectively communicate complex regulatory and technical concepts to diverse audiences, including business partners and senior executives. Foster a collaborative environment to drive innovation and achieve shared goals.
Compliance Requirements / Responsibilities
As an employee of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls.
Authorities / Decision Rights
As a key contributor to the business unit, this job has the authority to recommend changes to business processes in order to enhance operational efficiency and effectiveness.
Knowledge and Skills
- Education: Master’s or Bachelor’s degree in Economics, Business, Finance, or a related field.
- Experience: 1‑2 years of relevant business experience in capital markets operations or regulatory reporting. Strong knowledge of data systems, operational processes, and regulatory trade reporting requirements, including MiFID II (ideal), and EMIR. Familiarity with APAC regulations (ASIC, MAS, HKMA) is an asset. Minimum 1‑2 years of reconciliation experience with capital markets derivatives data. Minimum 1‑2 years of experience in analytics, utilizing advanced analytical tools and techniques.
- Skills: Exceptional analytical and critical thinking abilities. Effective communication and presentation skills. Demonstrated leadership and mentoring capabilities. Proven ability to adapt to new technologies and regulatory changes. Strong attention to detail and commitment to quality.
Working Conditions
This role operates within a normal office environment. CIBC is committed to providing a flexible and supportive work environment. This role offers a hybrid work arrangement, empowering you to manage your activities both on‑site (2‑3 days per week) and remotely, optimizing productivity and work‑life balance.
Join CIBC’s Capital Markets Operations and make a meaningful impact in regulatory operations, driving excellence and compliance across the organization.
What You Need To Know
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com. You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
Job Location: 150 Cheapside, 1st Flr, London
Employment Type: Temporary (Fixed Term)
Weekly Hours: 35
Key Skills: Analytical Thinking, Business Operations, Collaborating, Controls, Compliance, Customer Service, Operational Efficiency, Operations Management, Operations Support, Prioritization, Process Improvements, Regulatory Compliance, Technical Knowledge.
Analyst, Regulatory Trade Reporting 12mth FTC employer: CIBC
CIBC is an exceptional employer that prioritises a flexible and supportive work environment, allowing employees to thrive both on-site and remotely. With a strong commitment to inclusivity and professional development, CIBC offers meaningful opportunities for growth within the dynamic field of Capital Markets Operations, making it an ideal place for those looking to make a significant impact in regulatory compliance and operational excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Analyst, Regulatory Trade Reporting 12mth FTC
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those already working at CIBC or similar firms. A friendly chat can open doors and give you insider info that could help you stand out.
✨Tip Number 2
Prepare for interviews by diving deep into regulatory trade reporting topics. Brush up on MiFID II and EMIR regulations, and be ready to discuss how your analytical skills can enhance compliance and operational efficiency.
✨Tip Number 3
Showcase your collaboration skills! Be ready to share examples of how you've worked with stakeholders in the past. Highlighting your ability to communicate complex concepts clearly will impress interviewers.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re serious about joining the team at CIBC.
We think you need these skills to ace Analyst, Regulatory Trade Reporting 12mth FTC
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Analyst role. Highlight your experience in regulatory trade reporting and any relevant skills that match the job description. We want to see how your background aligns with what we're looking for!
Showcase Your Analytical Skills:Since this role requires strong analytical abilities, don’t shy away from showcasing your data analysis experience. Use specific examples where you've identified gaps or improved processes. This will help us see your potential impact on our team.
Be Clear and Concise:When writing your application, clarity is key! Use straightforward language and get straight to the point. We appreciate well-structured applications that make it easy for us to understand your qualifications and motivations.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at CIBC
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks like MiFID II and EMIR. Understanding these will not only help you answer questions confidently but also show your commitment to compliance, which is crucial for the role.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples of how you've used data analysis in previous roles. Highlight any tools or techniques you've employed to improve trade reporting or identify gaps in compliance. This will demonstrate your hands-on experience and analytical prowess.
✨Engage with Stakeholders
Think about times when you've collaborated with different teams or stakeholders. Be ready to share how you communicated complex concepts effectively and drove improvements. This will showcase your ability to work well in a team-oriented environment.
✨Prepare for Control Discussions
Familiarise yourself with operational controls and how you've contributed to their execution in past roles. Be prepared to discuss how you would approach control testing and deficiency management, as this is a key part of the job.
