At a Glance
- Tasks: Support compliance in a dynamic investment banking environment and ensure regulatory adherence.
- Company: Boutique investment advisory firm with a focus on technology sector.
- Benefits: Competitive daily rate, hybrid work model, and inclusive culture.
- Other info: Opportunity for professional growth in a supportive environment.
- Why this job: Join a collaborative team and make a real impact in compliance.
- Qualifications: Experience in compliance and knowledge of FCA regulations.
The predicted salary is between 96000 - 96000 £ per year.
We are working exclusively with a boutique investment advisory firm to recruit an experienced Compliance Officer for a 6-month contract. This is an excellent opportunity to step into a key role within a small, FCA-regulated business advising on cross-border M&A and capital raising in the technology sector.
The successful candidate will provide day-to-day compliance support, ensure ongoing regulatory adherence, and support senior leadership with policy, monitoring, and governance matters.
Position Overview: The successful candidate will work closely alongside the firm’s Compliance Manager, supporting the day-to-day compliance framework and contributing to ongoing regulatory initiatives. This role offers the opportunity to step into a collaborative and high-trust environment, where you'll be involved in a broad range of compliance matters - from monitoring and policy updates to AML reviews and regulatory filings.
Key Responsibilities:
- Oversee compliance with applicable FCA rules and guidance, including SYSC, COBS, SM&CR, and MAR
- Maintain and update internal compliance policies and procedures
- Conduct compliance monitoring and risk assessments
- Lead or support regulatory reporting and filings (e.g., RegData returns)
- Oversee KYC/onboarding and ensure AML/CTF processes align with UK regulatory standards
- Advise senior stakeholders on regulatory matters and emerging compliance risks
- Coordinate with external compliance consultants or a principal firm, if operating under an Appointed Representative model
- Support training and awareness across the firm
Equal Opportunity Employer: Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.
Compliance Officer – Hybrid in London employer: Cheriva Group
Join a forward-thinking organisation in Bolton, Greater Manchester, where you will be part of a dynamic IT team dedicated to innovation and collaboration. With a strong emphasis on employee growth, this role offers the chance to lead impactful projects while enjoying a supportive work culture that values clear communication and continuous improvement. Experience a workplace that not only prioritises operational excellence but also fosters a sense of community and shared success among its members.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer – Hybrid in London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Cheriva Group when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Cheriva Group!
We think you need these skills to ace Compliance Officer – Hybrid in London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Officer – Hybrid, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Cheriva Group. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Cheriva Group
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Cheriva Group.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Cheriva Group in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Cheriva Group.
