At a Glance
- Tasks: Assist with compliance tasks and ensure the company meets regulations.
- Company: Join a dynamic Risk and Compliance Team in Newark.
- Benefits: Competitive salary, supportive environment, and opportunities for growth.
- Other info: Ideal for those seeking experience in legal or financial services.
- Why this job: Make a difference in compliance while developing valuable skills.
- Qualifications: Good GCSE and A Level grades; Microsoft Office proficiency required.
The predicted salary is between 25000 - 32000 £ per year.
We have an exciting opportunity for a Risk and Compliance Assistant to join our Risk and Compliance Team, based at our Newark office.
Location: Newark
Department: Risk and Compliance Department
Hours: 9am – 5.15pm Monday to Friday
Salary: Depending on Experience
Key Responsibilities:
- General compliance administration and tasks.
- Completing file opening tasks.
- Completing the AML E-ID checks so the company is compliant with the anti-money laundering regulations.
- Checking outstanding ID and liaising with Fee Earners to improve compliance.
- Keeping records up to date and accurate.
- Maintaining detailed logs with evidence.
- Organising training and maintaining records.
Candidate Profile:
Essential Experience:
- Good grades at GCSE and A Level.
- High level of competency in using Microsoft Office (Word, PowerPoint, Excel).
Desirable Experience:
- Degree.
- Relevant experience within Legal or Financial Services.
- Driving Licence and transport as some travel will be required to other offices subject to suitable insurance cover.
- Competent in using case management systems.
- Clear understanding of confidentiality/Data Protection.
RISK AND COMPLIANCE ASSISTANT - NEWARK, NOTTINGHAMSHIRE employer: Chattertons Solicitors & Wealth Management
Join our dynamic Risk and Compliance Team in Newark, Nottinghamshire, where we prioritise employee development and foster a collaborative work culture. We offer competitive salaries, comprehensive training opportunities, and a supportive environment that encourages professional growth, making us an excellent employer for those seeking a meaningful career in compliance and risk management.
Contact Details:
Chattertons Solicitors & Wealth Management Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land RISK AND COMPLIANCE ASSISTANT - NEWARK, NOTTINGHAMSHIRE
✨Tip Number 1
Network like a pro! Reach out to people in the Risk and Compliance field on LinkedIn or at local events. You never know who might have the inside scoop on job openings or can refer you directly.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Show us that you understand their values and how you can contribute to their team. Tailor your answers to reflect their needs!
✨Tip Number 3
Practice makes perfect! Do mock interviews with friends or family to build your confidence. Focus on articulating your experience with compliance tasks and your understanding of regulations.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to connect with us directly.
We think you need these skills to ace RISK AND COMPLIANCE ASSISTANT - NEWARK, NOTTINGHAMSHIRE
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Risk and Compliance Assistant role. Highlight any relevant experience, especially in compliance administration or legal/financial services. We want to see how your skills match what we're looking for!
Showcase Your Skills:Don’t forget to showcase your Microsoft Office skills! Since we’re looking for someone with a high level of competency in Word, PowerPoint, and Excel, make sure you mention any specific projects or tasks where you’ve used these tools effectively.
Be Clear and Concise:When writing your application, keep it clear and concise. We appreciate straightforward communication, so avoid fluff and get straight to the point about why you’d be a great fit for our team.
Apply Through Our Website:We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to submit all the necessary documents in one go. Let’s get your application rolling!
How to prepare for a job interview at Chattertons Solicitors & Wealth Management
✨Know Your Compliance Basics
Make sure you brush up on the key principles of risk and compliance, especially around anti-money laundering regulations. Being able to discuss these topics confidently will show that you're serious about the role.
✨Show Off Your Tech Skills
Since the job requires a high level of competency in Microsoft Office, be prepared to demonstrate your skills. Maybe bring along a sample report or presentation you've created to showcase your abilities with Word, PowerPoint, or Excel.
✨Prepare for Scenario Questions
Think about potential scenarios you might face in the role, such as handling confidential information or managing compliance records. Practising your responses will help you articulate your thought process during the interview.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions! Inquire about the team dynamics, training opportunities, or how they measure success in the Risk and Compliance Department. This shows your genuine interest in the position.