At a Glance
- Tasks: Assist in compliance tasks and ensure the company meets regulations.
- Company: Join a supportive team at Chattertons, a leader in legal and financial services.
- Benefits: Competitive salary, professional development, and a positive work environment.
- Other info: Flexible hours with opportunities for travel and career growth.
- Why this job: Make a difference in compliance while developing valuable skills in a dynamic setting.
- Qualifications: Good GCSE and A Level grades; Microsoft Office proficiency required.
The predicted salary is between 25000 - 30000 € per year.
We have an exciting opportunity for a Risk and Compliance Assistant to join our Risk and Compliance Team, based at our Newark office.
Location: Newark
Department: Risk and Compliance Department
Hours: 9am – 5.15pm Monday to Friday
Salary: Depending on Experience
Key Responsibilities
- General compliance administration and tasks.
- Completing file opening tasks.
- Completing the AML E-ID checks so the company is compliant with the anti‑money laundering regulations.
- Checking outstanding ID and liaising with Fee Earners to improve compliance.
- Keeping records up to date and accurate.
- Maintaining detailed logs with evidence.
- Organising training and maintaining records.
Candidate Profile
Essential Experience
- Good grades at GCSE and A Level.
- High level of competency in using Microsoft Office (Word, PowerPoint, Excel).
Desirable Experience
- Degree
- Relevant experience within Legal or Financial Services.
- Driving Licence and transport as some travel will be required to other offices subject to suitable insurance cover.
- Competent in using case management systems.
- Clear understanding of confidentiality/Data Protection.
Skills, Competencies & Attributes
- Strategic thinker with hands‑on delivery capability.
- Excellent interpersonal skills with ability to quickly establish and maintain good working relationships at all levels.
- Excellent communication skills both written and verbal.
- Strong analytical and data‑driven decision‑making capability.
- Able to work with diplomacy and assertiveness.
- Discrete with the ability to maintain high levels of confidentiality.
- Flexible and willing/able to travel to all offices.
- Proactive and positive attitude.
- Reacts well under pressure and is able to work to deadlines.
- High level of integrity and empathy.
- Team player.
- Sense of humour.
Chattertons recognises that it is essential to provide equal opportunities to all persons without discrimination. The firm has an Equality and Diversity Policy and this sets out the firm’s position on equal opportunity in all aspects of employment. This is available upon request. Please refer to our privacy policy for information regarding how your personal data is processed.
RISK AND COMPLIANCE ASSISTANT - NEWARK, NOTTINGHAMSHIRE in Newark on Trent employer: Chattertons Solicitors & Wealth Management
Chattertons is an exceptional employer located in Newark, Nottinghamshire, offering a supportive work culture that values diversity and inclusion. Employees benefit from a collaborative environment with opportunities for professional growth and development, alongside a commitment to maintaining high standards of compliance and integrity. With a focus on employee well-being and a proactive approach to training, Chattertons stands out as a rewarding place to build a meaningful career.
Contact Detail:
Chattertons Solicitors & Wealth Management Recruiting Team
StudySmarter Expert Advice🤫
We think this is how you could land RISK AND COMPLIANCE ASSISTANT - NEWARK, NOTTINGHAMSHIRE in Newark on Trent
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and role thoroughly. Understand their values and how you can contribute to their goals. This will help you stand out and show that you're genuinely interested.
✨Tip Number 3
Practice your interview skills with a friend or in front of a mirror. Focus on articulating your experiences and how they relate to the role of Risk and Compliance Assistant. Confidence is key!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace RISK AND COMPLIANCE ASSISTANT - NEWARK, NOTTINGHAMSHIRE in Newark on Trent
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Risk and Compliance Assistant role. Highlight relevant experience, especially in compliance administration and any legal or financial services background. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your experiences make you a great fit. Don’t forget to mention your understanding of confidentiality and data protection – it’s key for us!
Show Off Your Skills:We love seeing candidates who are proficient in Microsoft Office and case management systems. Make sure to include specific examples of how you've used these tools effectively in your previous roles. It’ll help us see your hands-on delivery capability!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy!
How to prepare for a job interview at Chattertons Solicitors & Wealth Management
✨Know Your Compliance Basics
Brush up on your knowledge of anti-money laundering regulations and compliance standards. Being able to discuss these topics confidently will show that you’re serious about the role and understand its importance.
✨Showcase Your Tech Skills
Since a high level of competency in Microsoft Office is essential, be prepared to demonstrate your skills. You might be asked to perform a task using Excel or Word, so practice creating spreadsheets or documents that highlight your abilities.
✨Prepare for Behavioural Questions
Expect questions that assess your interpersonal skills and ability to work under pressure. Think of examples from your past experiences where you’ve successfully navigated challenges or maintained confidentiality, as these are key attributes for this role.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready. Inquire about the team dynamics or how the company supports ongoing training in compliance. This shows your enthusiasm for the role and your proactive attitude.
