Training & Compliance Supervisor
Training & Compliance Supervisor

Training & Compliance Supervisor

Leeds Full-Time 40000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead training and compliance for financial advisers, ensuring they meet competence standards.
  • Company: Join a growing UK-wide organisation delivering essential financial services.
  • Benefits: Enjoy flexible benefits, remote work, car allowance, pension, and life insurance.
  • Why this job: Be part of a dynamic team during an exciting growth phase with impactful responsibilities.
  • Qualifications: Experience in training and compliance supervision is essential.
  • Other info: This is a full-time permanent role with opportunities for professional development.

The predicted salary is between 40000 - 60000 £ per year.

Chase & Holland are thrilled to be recruiting for a fantastic UK-wide organisation who are looking to recruit a T&C Supervisor. This is an organisation that is proud to deliver financial services to customers. We’re looking for an experienced T&C Supervisor to join on a full-time permanent basis. You will primarily be responsible for facilitating and delivering T&C requirements across the organisation. This is a great time to join as the organisation is going through a period of continued growth.

In Return You’ll Receive:

  • Flexible benefits to suit your lifestyle including buy and sell holidays
  • Remote working with some travel
  • Car allowance
  • Pension
  • Income protection
  • Life insurance

Training & Compliance Supervisor Responsibilities:

  • Being at the forefront of ensuring that advisers gain and retain competence for the roles they are performing
  • Collation of relevant data, provide sales management with accurate and meaningful data relating to adviser RAG status
  • Facilitating the Inductions for all new Financial Advisers, creating bespoke plans
  • Responsible for meaningful and effective supervision of all red and amber advisors
  • Desk based supervision of green advisers, liaising with sales management and QA team as necessary regarding coaching and development
  • Attending formal training when required and to adhere to internal and regulatory standards

Training & Compliance Supervisor employer: Chase and Holland

Chase & Holland is an exceptional employer, offering a dynamic work culture that prioritises employee well-being and professional growth. With flexible benefits tailored to your lifestyle, including remote working options and a supportive environment for continuous learning, this UK-wide organisation is committed to fostering a rewarding career for its Training & Compliance Supervisor. Join a team that values your contributions and provides the tools you need to thrive in a period of exciting growth.
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Contact Detail:

Chase and Holland Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Training & Compliance Supervisor

✨Tip Number 1

Familiarise yourself with the latest regulations and compliance standards in the financial services sector. This knowledge will not only help you during interviews but also demonstrate your commitment to the role.

✨Tip Number 2

Network with professionals in the training and compliance field. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities.

✨Tip Number 3

Prepare to discuss specific examples of how you've successfully managed training and compliance in previous roles. Highlight your ability to create bespoke training plans and your experience with data collation and analysis.

✨Tip Number 4

Research the company culture and values of the organisation you're applying to. Tailor your conversations to reflect how your personal values align with theirs, showing that you're a great fit for their team.

We think you need these skills to ace Training & Compliance Supervisor

Training and Development
Compliance Knowledge
Data Analysis
Communication Skills
Coaching and Mentoring
Attention to Detail
Organisational Skills
Problem-Solving Skills
Stakeholder Management
Regulatory Knowledge
Performance Management
Adaptability
Report Writing
Interpersonal Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in training and compliance. Focus on your previous roles that involved supervising teams, delivering training, and ensuring compliance with regulations.

Craft a Compelling Cover Letter: Write a cover letter that specifically addresses the responsibilities mentioned in the job description. Explain how your skills and experiences align with the role of a T&C Supervisor and why you are excited about this opportunity.

Showcase Relevant Achievements: In your application, include specific examples of how you've successfully facilitated training or improved compliance in previous positions. Use metrics where possible to demonstrate your impact.

Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a role in compliance.

How to prepare for a job interview at Chase and Holland

✨Understand the Role Thoroughly

Before the interview, make sure you have a solid understanding of the Training & Compliance Supervisor role. Familiarise yourself with the responsibilities listed in the job description, such as facilitating inductions and supervising advisers. This will help you articulate how your experience aligns with their needs.

✨Prepare Relevant Examples

Think of specific examples from your past work that demonstrate your ability to manage compliance and training effectively. Be ready to discuss situations where you successfully supervised advisers or improved training processes, as this will showcase your expertise.

✨Showcase Your Communication Skills

As a T&C Supervisor, strong communication skills are essential. During the interview, focus on how you convey information clearly and effectively. You might want to practice explaining complex concepts simply, as this will reflect your ability to train others.

✨Ask Insightful Questions

Prepare thoughtful questions to ask the interviewer about the organisation's training culture and compliance challenges. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.

Training & Compliance Supervisor
Chase and Holland
C
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