At a Glance
- Tasks: Support compliance and risk management by conducting client due diligence and research.
- Company: Dynamic legal team in London focused on compliance and risk.
- Benefits: Flexible hybrid working, professional development, and a collaborative environment.
- Other info: Opportunity for personal growth in a supportive and inclusive workplace.
- Why this job: Join a team making a real difference in financial crime compliance and risk management.
- Qualifications: Degree qualified with an interest in anti-money laundering and strong Excel skills.
The predicted salary is between 35000 - 45000 £ per year.
The Compliance and Risk (C&R) Team is based in London and led by the firm’s General Counsel. The team advises on all legal and regulatory duties, including financial crime compliance, SRA STaRS, risk management, client engagement terms, complaints and claims, internal investigations, insurance, governance, external vendor contracts and data privacy. The legal team currently comprises nine lawyers and two paralegals.
Role: 9‑month fixed‑term contract.
Roles and Responsibilities
- Answer queries from clients, partners, fee earners and other support staff about CDD requirements.
- Carry out searches against the HM Treasury consolidated sanctions list (sanctions screening).
- Carry out searches to determine whether a client is a politically exposed person (PEP) and prepare emails for senior management approval.
- Research adverse press about prospective clients and assess its relevance.
- Use databases such as World Check, Companies House, Orbis and Experian to obtain CDD information.
- Carry out risk assessments at client inception and when CDD records are updated to identify higher risk of money laundering.
- Carry out CDD for a full range of clients including individuals, companies and trusts, analyse provided material and advise if further information is needed.
Ad Hoc
- Comply with all relevant legal and regulatory obligations including the Solicitors Regulation Authority (SRA) Standards and Regulations, and Principles.
- Carry out ongoing PEP monitoring and sanctions screening for payments using Worldcheck.
- Assist with file audits.
- Perform administrative tasks such as keeping the team’s filing up to date, archiving and data entry.
- Conduct conflicts searches where appropriate, report results to partners or fee earners.
Skills and Experience
- Previous experience with Elite and other AML databases would be an advantage.
- Degree qualified.
- Interest in anti‑money laundering and counter‑terrorist financing work.
- Proficient in Excel, Word and Outlook.
- Committed to working together, inclusiveness, high standards, client‑centric approach, integrity, personal growth, responsible business practices.
Hybrid Working
We adopt a hybrid and flexible working approach, dependent on the role requirements and subject to manager approval.
Compliance Analyst - FTC 9 Months employer: Charles Russell Speechlys
As a Compliance Analyst within our London-based Compliance and Risk Team, you will thrive in a dynamic environment that prioritises inclusivity, personal growth, and high standards. We offer a hybrid working model that promotes flexibility, alongside opportunities for professional development in the legal and regulatory landscape. Join us to be part of a supportive team that values integrity and a client-centric approach, making it an excellent place for meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst - FTC 9 Months
✨Tip Number 1
Network like a pro! Reach out to people in the compliance and risk field on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML regulations and the specific duties of a Compliance Analyst. We want you to show off your expertise and passion for the role!
✨Tip Number 3
Practice makes perfect! Do mock interviews with friends or family to get comfortable with common questions. The more you practice, the more confident you'll feel when it counts.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Analyst - FTC 9 Months
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight any previous work related to compliance, risk management, or anti-money laundering to show us you’re a great fit for the role.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're interested in the Compliance Analyst position and how your background aligns with our team’s needs. Keep it concise but impactful!
Showcase Relevant Experience:When detailing your experience, focus on specific tasks that relate to the responsibilities listed in the job description. If you've worked with databases like World Check or have experience in CDD, make sure to mention it!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Charles Russell Speechlys
✨Know Your Compliance Basics
Make sure you brush up on your knowledge of anti-money laundering (AML) and counter-terrorist financing regulations. Familiarise yourself with the Solicitors Regulation Authority (SRA) Standards and Regulations, as these will likely come up during your interview.
✨Demonstrate Your Research Skills
Be prepared to discuss how you would carry out searches against the HM Treasury consolidated sanctions list and assess adverse press about prospective clients. You might even be asked to walk through a hypothetical scenario, so think about how you'd approach it.
✨Showcase Your Tech Savvy
Since the role involves using databases like World Check and Excel, make sure you highlight any relevant experience you have with these tools. If you've worked with Elite or other AML databases, definitely mention that!
✨Emphasise Teamwork and Integrity
This role requires a commitment to working together and maintaining high standards. Be ready to share examples of how you've collaborated with others in the past and how you uphold integrity in your work.
