At a Glance
- Tasks: Support the Investment Policy team by monitoring investment restrictions and regulatory obligations.
- Company: Join a dynamic wealth management firm focused on client success and community impact.
- Benefits: Enjoy a competitive salary, flexible work environment, and opportunities for professional growth.
- Other info: Be part of a high-performing team with excellent career development opportunities.
- Why this job: Make a real difference in investment management while developing your skills in a collaborative setting.
- Qualifications: Strong knowledge of financial markets and relevant experience in finance is essential.
The predicted salary is between 50000 - 70000 £ per year.
Provide support to the Investment Policy team by primarily monitoring investment restrictions related to the GAM UK & GAM Asia funds, as well as overseeing best execution, market structure and other regulatory obligations.
This is a permanent, full-time role with 4 days in the office – perfect for someone who thrives in a flexible, relationship-driven environment.
What will you do?
- Develop and maintain investment policy statements for RBC GAM's investment funds including the creation of new mandates for Institutional clients.
- Daily monitoring of investment policy statement breaches and appropriate escalation.
- Daily documentation of any investment breaches.
- Attend meetings related to new account launches/on boarding and represent the interests of Investment Policy.
- Assist with the creation of new client Investment Management Agreements and the associated on boarding of new clients.
- Set up and maintain internal and regulatory investment mandate constraints in RBC GAM's trade order management system.
- Understand regulatory requirements in key jurisdictions where GAM operates.
- Liaise with RBC GAM's Legal team and sell side partners to monitor regulatory changes and inform the investment management teams of any updates.
- Create daily and weekly reports of mandate/rules breaches to be distributed to Senior Management.
Trading/Other
- Assist in monitoring trading activity within RBC GAM, including best execution monitoring, trade cost analysis, commission management and exception reporting analysis.
- Assist with answering RFP questions in a timely manner.
- Act as secretary of the Trade Management Oversight Committee helping to collate all materials required for the meeting.
- Assist with quarterly and monthly client reporting.
- Ad hoc projects as required.
- Understanding of trading success factors for key asset classes including equities and fixed income instruments, is an asset.
- Assist in annual/ad-hoc attestation of key processes and creation/revision for documenting procedures/responsibilities.
Research Payments
- Attend Research Payment Oversight Committee meetings as secretary and provide management information to help oversee and test research budgets and allocations.
- Request invoices from research providers on a quarterly basis and track these invoices to ensure timely payment.
- Help automate the research payment process.
What do you need to succeed?
Must-have
- Good knowledge of regional and local financial markets, economic disciplines and regulation.
- Understanding of the variety of financial instruments such as fixed income and equities.
- In depth knowledge of investment industry products and services.
- Competent computer skills and proficiency with Microsoft Office products.
- Ability to quickly adopt to the group's investment policies, philosophy and strategies.
- Familiarity with modern portfolio theory and with portfolio optimisation techniques is a plus.
- Relevant experience in finance, preferably in an Investment Management environment.
What would be nice to have
- CFA designation
- Investment Management Certificate
What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
Leaders who support your development through coaching and managing opportunities. Work in a dynamic, collaborative, progressive, and high performing team. Opportunities to building close relationships with clients.
Job Skills
- Critical Thinking
- Detail-Oriented
- Financial Planning and Analysis (FP&A)
- Financial Services Industry
- Fund Analysis
- Information Capture
- Investment Banking Analysis
- Investment Performance Measurement
- Investment Risk Management
- Investments Analysis
Additional Job Details
- Address: 100 BISHOPSGATE: LONDON
- City: London
- Country: United Kingdom
- Work hours/week: 35
- Employment Type: Full time
- Platform: WEALTH MANAGEMENT
- Job Type: Regular
- Pay Type: Salaried
- Posted Date: 2026-05-08
- Application Deadline: 2026-05-22
Senior Analyst Investment Policy employer: CFA Institute
At RBC GAM, we pride ourselves on being an exceptional employer that fosters a dynamic and collaborative work culture. With a strong focus on employee development and meaningful client relationships, our London office offers a flexible environment where you can thrive professionally while making a positive impact in the community. Join us to be part of a high-performing team that values progressive thinking and mutual success.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Analyst Investment Policy
✨Tip Number 1
Network like a pro! Reach out to folks in the investment management space, especially those who work at RBC GAM or similar firms. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of investment policies and market regulations. We want you to be the go-to person for any questions about investment restrictions and best execution practices!
✨Tip Number 3
Showcase your analytical skills! Be ready to discuss how you've tackled investment breaches or improved trading processes in the past. Real-life examples will make you stand out as a candidate who can hit the ground running.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Senior Analyst Investment Policy
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that match the Senior Analyst Investment Policy role. Highlight your knowledge of financial markets and investment policies, as these are key to impressing us.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about investment management and how your background aligns with our needs. Keep it concise but impactful!
Showcase Relevant Experience:When detailing your experience, focus on roles where you've monitored investment restrictions or worked with trading activities. We want to see how you can bring value to our team right from the start.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity with StudySmarter!
How to prepare for a job interview at CFA Institute
✨Know Your Investment Policies
Before the interview, make sure you thoroughly understand investment policies and guidelines relevant to the role. Familiarise yourself with RBC GAM's investment strategies and be ready to discuss how you can contribute to maintaining and developing these policies.
✨Showcase Your Analytical Skills
As a Senior Analyst, your analytical skills are crucial. Prepare examples of how you've successfully monitored investment restrictions or handled breaches in the past. Be ready to discuss specific tools or methodologies you've used for trade cost analysis or exception reporting.
✨Understand Regulatory Requirements
Brush up on the regulatory landscape affecting investment management, especially in key jurisdictions where GAM operates. Being able to articulate how you stay updated on regulatory changes will demonstrate your proactive approach and commitment to compliance.
✨Prepare for Relationship Building
This role thrives in a relationship-driven environment, so think about how you can build rapport with clients and internal teams. Prepare anecdotes that highlight your experience in liaising with legal teams or managing client onboarding processes effectively.
