Director - Prudential Risk & Regulatory Advisory in London
Director - Prudential Risk & Regulatory Advisory

Director - Prudential Risk & Regulatory Advisory in London

London Full-Time 80000 - 120000 ÂŁ / year (est.) No home office possible
CFA Institute

At a Glance

  • Tasks: Lead complex client engagements on prudential regulations and provide strategic advisory to executive stakeholders.
  • Company: Join Alvarez & Marsal, a global consulting firm with a collaborative and entrepreneurial culture.
  • Benefits: Enjoy continuous learning, career growth opportunities, and a supportive work environment.
  • Other info: Be part of a dynamic team that values integrity, quality, and inclusive diversity.
  • Why this job: Make a real impact in the financial sector while working with seasoned experts.
  • Qualifications: Experience in prudential regulation and strong analytical skills required.

The predicted salary is between 80000 - 120000 ÂŁ per year.

Alvarez & Marsal (A&M) is a global consulting firm with over 10,000 entrepreneurial, action and results-oriented professionals in over 40 countries. We take a hands‑on approach to solving our clients' problems and assisting them in reaching their potential. Our culture celebrates independent thinkers and doers who positively impact our clients and shape our industry.

The Team

Join a fast‑growing prudential regulation and financial resource management advisory team within A&M that partners with banks, investment firms, and non‑bank financial institutions on high‑impact regulatory and balance sheet transformation initiatives. Work on diverse engagements across regulatory implementation, supervisory responses, financial resource optimisation, and balance sheet strategy‑shaping clients' strategic decisions and regulatory outcomes. Collaborate with seasoned experts across Finance, Risk, Treasury, and Regulatory Affairs, in an entrepreneurial environment that values client impact, rigorous problem‑solving, and professional growth.

How you will contribute

  • Lead complex client engagements focused on interpretation, implementation, optimisation, or remediation of prudential regulations, including:
  • CRD VI / CRR III and Basel IV reforms
  • ICAAP / ILAAP enhancement and stress testing
  • IRRBB and liquidity risk management and governance
  • Large exposures, concentration risk, capital stacking and buffers
  • Solvent Wind Down, Recovery & Resolution Planning (RRP) and SREP responses
  • MIFID/MIFIDPRU regulatory capital and liquidity assessments / ICARA
  • Provide strategic and technical advisory to executive stakeholders on regulatory implications for business model strategy, growth, M&A, restructuring, and authorisation initiatives.
  • Act as a trusted advisor to CFOs, CROs, Treasurers, and Boards, presenting complex topics in a clear, commercially relevant manner.
  • Engage with regulators and supervisory bodies alongside clients where appropriate, supporting credible and constructive regulatory dialogue.
  • Coach and support junior team members and contribute to knowledge development.
  • Contribute to proposals, thought leadership, and market positioning activity.
  • Qualifications

    • Experience in prudential regulation, gained in one or more of the following:
    • Regulator (e.g., PRA, ECB, national competent authority): banking, investment firm or FMI supervision
    • Consulting or advisory roles (Big4, tier 1 strategy firms, boutique consultancies)
    • Tier 1 banks' business, prudential risk, regulatory affairs, or treasury risk functions
  • Deep familiarity with key elements of the CRD/CRR framework and Basel standards (capital, liquidity, leverage, IRRBB, large exposures).
  • Hands‑on experience designing, reviewing, or remediating ICAAP, ILAAP, and recovery plans.
  • Strong project management and stakeholder engagement skills.
  • Excellent analytical skills, including the ability to interpret complex regulation and assess its practical impact on business models.
  • Ability to lead high‑quality deliverables and present effectively to senior client stakeholders.
  • Desirable

    • Experience working with PRA/ECB-regulated banks.
    • Knowledge of the UK and EU supervisory review process (SREP) and expectations.
    • Familiarity with cross‑border regulatory change and equivalence regimes.
    • Exposure to strategic balance sheet management, capital and liquidity optimisation.
    • Exposure to transactions or group reorganisations (e.g., M&A, post‑merger integration, carve outs).

    Education & Certifications

    • Strong academic background.
    • Professional qualifications such as CFA, FRM, PRMIA, or progress toward these is a plus.

    Your journey at A&M

    We recognise that our people are the driving force behind our success, which is why we prioritise an employee experience that fosters each person's unique professional and personal development. Our robust performance development process promotes continuous learning, rewards your contributions and fosters a culture of meritocracy. With top‑notch training and on‑the‑job learning opportunities, you can acquire new skills and advance your career. We prioritise your well‑being, providing benefits and resources to support you on your personal journey. Our people consistently highlight the growth opportunities, our unique, entrepreneurial culture, and the fun we have together as their favourite aspects of working at A&M. The possibilities are endless for high‑performing and passionate professionals.

    Director - Prudential Risk & Regulatory Advisory in London employer: CFA Institute

    Alvarez & Marsal is an exceptional employer that champions a culture of integrity, quality, and inclusive diversity, making it a fantastic place for professionals in the financial services industry. With a focus on personal and professional growth, employees benefit from top-notch training, collaborative teamwork, and the opportunity to engage with high-profile clients on impactful regulatory initiatives. The entrepreneurial spirit and commitment to employee well-being ensure that team members thrive in a dynamic environment where their contributions are valued and rewarded.
    CFA Institute

    Contact Detail:

    CFA Institute Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land Director - Prudential Risk & Regulatory Advisory in London

    ✨Tip Number 1

    Network like a pro! Get out there and connect with folks in the industry. Attend events, join online forums, or even hit up LinkedIn to find people who work at A&M or similar firms. You never know who might have the inside scoop on job openings or can put in a good word for you.

    ✨Tip Number 2

    Prepare for those interviews! Research A&M’s culture and values, and think about how your experience aligns with their needs. Practice answering common interview questions, but also be ready to discuss specific regulatory challenges you've tackled in the past. Show them you’re the perfect fit!

    ✨Tip Number 3

    Don’t just apply and forget! Follow up on your applications through our website. A quick email or message can show your enthusiasm and keep you on their radar. Plus, it gives you a chance to reiterate why you’re the right person for the role.

    ✨Tip Number 4

    Be yourself during the process! A&M values independent thinkers, so let your personality shine through. Share your unique insights and experiences during interviews, and don’t hesitate to ask questions that reflect your genuine interest in the role and the company.

    We think you need these skills to ace Director - Prudential Risk & Regulatory Advisory in London

    Prudential Regulation
    Regulatory Advisory
    CRD VI / CRR III
    Basel IV Reforms
    ICAAP / ILAAP Enhancement
    Stress Testing
    Liquidity Risk Management
    Capital Stacking and Buffers
    Recovery & Resolution Planning (RRP)
    Stakeholder Engagement
    Project Management
    Analytical Skills
    Strategic Advisory
    Communication Skills
    Coaching and Mentoring

    Some tips for your application 🫡

    Tailor Your Application: Make sure to customise your CV and cover letter for the Director role. Highlight your experience in prudential regulation and how it aligns with what we’re looking for at A&M. This shows us you’re genuinely interested and have done your homework!

    Showcase Your Expertise: Don’t hold back on showcasing your knowledge of CRD/CRR frameworks and Basel standards. We want to see how your skills can contribute to our team, so be specific about your past experiences and achievements in these areas.

    Be Clear and Concise: When writing your application, keep it clear and to the point. Use straightforward language to explain complex topics, as this reflects the way you’d communicate with clients and stakeholders. We appreciate clarity!

    Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!

    How to prepare for a job interview at CFA Institute

    ✨Know Your Regulations

    Make sure you brush up on the key elements of the CRD/CRR framework and Basel standards. Being able to discuss these regulations confidently will show that you're not just familiar with the theory but can also apply it practically in a consulting environment.

    ✨Showcase Your Advisory Skills

    Prepare examples of how you've acted as a trusted advisor in previous roles. Think about times when you've presented complex topics to senior stakeholders and how you made those discussions commercially relevant. This will demonstrate your ability to engage effectively with clients.

    ✨Engage with Real Scenarios

    Be ready to discuss real-world scenarios where you've dealt with regulatory challenges or transformations. This could include ICAAP, ILAAP enhancements, or recovery planning. Sharing specific experiences will highlight your hands-on expertise and problem-solving skills.

    ✨Emphasise Team Collaboration

    Since this role involves coaching junior team members and collaborating with seasoned experts, be prepared to talk about your experience working in teams. Highlight how you've contributed to knowledge development and supported others in achieving their goals.

    Director - Prudential Risk & Regulatory Advisory in London
    CFA Institute
    Location: London

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