Senior Compliance Control Room Leader - Financial Services in Birmingham

Senior Compliance Control Room Leader - Financial Services in Birmingham

Birmingham Full-Time 60000 - 80000 Β£ / year (est.) No working from home possible
CFA Institute

At a Glance

  • Tasks: Ensure compliance by monitoring information flows and applying legal restrictions effectively.
  • Company: Goldman Sachs, a leading financial services firm with a strong reputation.
  • Benefits: Competitive salary, comprehensive benefits, and opportunities for professional growth.
  • Other info: Fast-paced environment with excellent career advancement potential.
  • Why this job: Join a dynamic team and play a crucial role in maintaining compliance in finance.
  • Qualifications: Experience in compliance or financial services and strong analytical skills.

The predicted salary is between 60000 - 80000 Β£ per year.

Goldman Sachs in Birmingham is seeking a compliance officer in the Control Room.

The role focuses on preserving information barriers, monitoring flows between private/advisory and public sides, and ensuring legal and policy restrictions are applied timely.

As part of Global Compliance, you will liaise with Legal and other Compliance areas to monitor sales, trading and research activities, and support risk management with materiality checks.

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Senior Compliance Control Room Leader - Financial Services in Birmingham employer: CFA Institute

M&G plc is an exceptional employer that prioritises employee wellbeing and professional growth, offering a comprehensive benefits package including an 18% pension scheme, generous annual leave, and robust family support policies. Our inclusive work culture fosters collaboration and innovation, ensuring that every team member can thrive while contributing to our mission of providing confidence in financial solutions. Located in a vibrant area, we embrace flexible working arrangements to support a healthy work-life balance.

CFA Institute

Contact Details:

CFA Institute Recruitment Team

We think you need these skills to ace Senior Compliance Control Room Leader - Financial Services in Birmingham

Compliance Knowledge
Information Barriers Management
Monitoring and Surveillance
Legal and Policy Understanding
Risk Management
Materiality Checks
Communication Skills