PERMANENT| 90,000.00PER ANNUMRECRUITER: | Charlie Watson Head of Compliance / MLRO (SMF16/17) City of London(5 days in the office)Permanent 90,000 + bonus + pensioncer Financial are working alongside an international bank, who are based in the City of London.
Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements.
They are seeking a Head of Compliance / MLRO (SMF16/17) to work with them on a permanent basis.THE ROLE:Lead the Bank’s Compliance, Internal Controls, AML/MLRO, and Governance functions.
Ensure all activities comply with FCA/PRA regulations, UK law, banking standards, and internal policies.
Key Regulatory ResponsibilitiesHold FCA Senior Management Functions: SMF16 – Compliance Oversight SMF17 – Money Laundering Reporting Officer (MLRO) Ensure compliance with SMR, SYSC, Conduct Rules, AML/CTF, and Anti-Bribery requirements.
ComplianceMonitor regulatory compliance across the Bank.
Develop and maintain compliance policies and monitoring programmes.
Liaise with FCA, PRA, and other regulators.
Investigate fraud, misconduct, and compliance breaches.
Deliver compliance reporting and staff training.
Internal ControlsMonitor operational controls and review transactions.
Coordinate with Internal Audit and oversee audit follow-up actions.
Report control issues and whistleblowing matters to senior management and the Board.
MLRO / Financial CrimeOversee AML and financial crime frameworks.
Review suspicious activity and submit reports to authorities where required.
Maintain AML policies, controls, and staff training.
Act as the Bank’s primary contact for AML-related regulatory matters.
Policy & GovernanceMonitor regulatory developments and governance requirements.
Ensure policies and procedures remain current and effective.
Support Board governance, committee oversight, and regulatory training.
Additional ResponsibilitiesSecretary to the Audit & Risk Management Committee.
Primary contact for FCA/PRA and liaison with Internal Audit.
Voting member of Management, Credit, and ALCO Committees.
Regularly report to the CEO, Board, and Audit & Risk Management Committee. xsabvtc
Overall ObjectiveProvide independent oversight of compliance, governance, internal controls, and financial crime risk to protect the Bank and support regulatory compliance.
Head of Compliance / MLRO (SMF16/17) in Vauxhall employer: CER Financial
As a Compliance Monitoring Consultant at our esteemed bank in the City of London, you will thrive in a dynamic work culture that prioritises integrity and compliance excellence. We offer competitive benefits, including professional development opportunities and a supportive environment that encourages growth and innovation. Join us to be part of a team that values your contributions and fosters a sense of purpose in ensuring regulatory adherence and financial security.
