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- Tasks: Lead compliance initiatives and ensure regulatory adherence in a dynamic banking environment.
- Company: Join a respected, innovative real estate-focused bank in the heart of London.
- Benefits: Enjoy hybrid working, competitive salary, and opportunities for professional growth.
- Why this job: Be part of a growing team that values compliance and governance in the financial sector.
- Qualifications: 8+ years in compliance roles, preferably in UK banking; degree and ICA qualifications are a plus.
- Other info: This is a permanent position with a salary range of £80,000 - £95,000.
The predicted salary is between 68000 - 95000 £ per year.
We are currently recruiting on behalf of a well-respected and innovative real estate focused bank, based in the city of London. They are seeking a senior regulatory compliance manager to join their growing team.
Key responsibilities:
- Policy and procedure drafting/implementation
- Compliance advisory and control room activities
- Compliance monitoring
- Governance and Regulatory Oversight
- Senior Manager & Certification Regime (SMCR)
Key attributes we are looking for:
- 8+ years experience within compliance focused roles
- Experience working within the UK banking sector within Compliance
- Degree educated is preferable
- ICA (or alternative) qualifications are preferable
Senior Regulatory Compliance Manager - CER Financial employer: cer Financial
Contact Detail:
cer Financial Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Regulatory Compliance Manager - CER Financial
✨Tip Number 1
Network with professionals in the UK banking sector, especially those who have experience in regulatory compliance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance.
✨Tip Number 2
Familiarise yourself with the Senior Manager & Certification Regime (SMCR) and other relevant regulations. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to the role during interviews.
✨Tip Number 3
Consider reaching out to current or former employees of the bank to gain insights into their culture and expectations for the Senior Regulatory Compliance Manager role. This can help you tailor your approach and show that you understand their specific needs.
✨Tip Number 4
Prepare to discuss your previous experiences in policy drafting and compliance monitoring in detail. Be ready to provide examples of how you've successfully implemented compliance measures in past roles, as this will be crucial in showcasing your expertise.
We think you need these skills to ace Senior Regulatory Compliance Manager - CER Financial
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your 8+ years of experience in compliance-focused roles, particularly within the UK banking sector. Emphasise any relevant qualifications like ICA and your degree.
Craft a Strong Cover Letter: In your cover letter, address the key responsibilities mentioned in the job description. Discuss your experience with policy drafting, compliance monitoring, and governance to demonstrate your fit for the role.
Showcase Relevant Achievements: Include specific examples of your past achievements in compliance roles. This could be successful implementation of compliance policies or improvements in compliance monitoring processes.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a compliance role.
How to prepare for a job interview at cer Financial
✨Showcase Your Experience
With over 8 years in compliance roles, be ready to discuss specific examples from your past experiences. Highlight your achievements and how they relate to the responsibilities of the Senior Regulatory Compliance Manager position.
✨Understand the Regulatory Landscape
Familiarise yourself with the current regulations affecting the UK banking sector, especially those related to compliance and governance. Being able to discuss recent changes or challenges will demonstrate your expertise and commitment to the field.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Prepare to discuss how you would handle specific compliance issues or implement new policies, showcasing your strategic thinking and decision-making abilities.
✨Emphasise Soft Skills
In addition to technical knowledge, highlight your communication and leadership skills. As a senior manager, you'll need to effectively advise and guide teams, so be prepared to share examples of how you've successfully led compliance initiatives or influenced stakeholders.
