At a Glance
- Tasks: Support compliance monitoring and tackle financial crime risks in a dynamic banking environment.
- Company: Reputable bank in the heart of London with a focus on compliance excellence.
- Benefits: Permanent position with competitive salary and opportunities for professional growth.
- Other info: Join a vibrant team and contribute to important regulatory projects.
- Why this job: Make a real difference in compliance while developing your skills in a supportive team.
- Qualifications: Degree in law, finance, or related field; experience in compliance preferred.
The predicted salary is between 37800 - 46200 £ per year.
Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Associate / Analyst to work with them on a permanent basis. The responsibilities of the candidate will include:
- Support delivery of the Compliance Monitoring Programme in line with Financial Conduct Authority and Prudential Regulation Authority requirements
- Identify and monitor regulatory and financial crime risks across the business
- Assist in developing compliance frameworks, policies, and procedures
- Conduct horizon scanning and assess regulatory changes
- Provide compliance advice and support reporting and regulatory submissions
- Help investigate and resolve compliance issues
- Support financial crime activities (CDD, sanctions, risk assessments, control testing) alongside the Deputy MLRO
- Contribute to trade surveillance, communications monitoring, and policy reviews
- Provide cover for the Compliance Manager and assist with ad hoc projects
The successful candidate will have:
- Bachelor’s degree in law, finance, risk or related discipline preferred
- Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage although not essential
- 1-3 years of experience in compliance within wholesale banking and/or trade finance
- A good understanding of regulatory rules/laws, industry issues and business operations
- Knowledge of financial crime and regulatory requirements
Compliance Monitoring & Testing Specialist in London employer: CER Financial
As a Compliance Monitoring & Testing Specialist at this esteemed bank in the City of London, you will thrive in a dynamic work culture that prioritises integrity and compliance excellence. The company offers robust employee growth opportunities through continuous professional development and a supportive environment that encourages collaboration and innovation. With a focus on regulatory adherence and financial crime prevention, you will play a vital role in shaping the future of compliance within the banking sector, all while enjoying the vibrant atmosphere of one of the world's leading financial hubs.
