At a Glance
- Tasks: Lead compliance and governance functions, ensuring adherence to regulations and internal policies.
- Company: International bank located in the vibrant City of London.
- Benefits: Attractive salary, bonus, pension, and a dynamic work environment.
- Other info: Permanent role with opportunities for professional growth and development.
- Why this job: Make a significant impact on compliance and governance in a prestigious banking institution.
- Qualifications: Experience in compliance, AML, and regulatory frameworks essential.
The predicted salary is between 90000 - 90000 £ per year.
PERMANENT| 90,000.00PER ANNUMRECRUITER: | Charlie Watson Head of Compliance / MLRO (SMF16/17) City of London(5 days in the office)Permanent 90,000 + bonus + pensioncer Financial are working alongside an international bank, who are based in the City of London.
They are seeking a Head of Compliance / MLRO (SMF16/17) to work with them on a permanent basis.
THE ROLE: Lead the Bank’s Compliance, Internal Controls, AML/MLRO, and Governance functions.
Ensure all activities comply with FCA/PRA regulations, UK law, banking standards, and internal policies.
- Key Regulatory Responsibilities Hold FCA Senior
- Management
Functions: SMF16 – Compliance Oversight SMF17 – Money Laundering Reporting Officer (MLRO) Ensure compliance with SMR, SYSC, Conduct Rules, AML/CTF, and Anti-Bribery requirements.
Compliance Monitor regulatory compliance across the Bank.
Develop and maintain compliance policies and monitoring programmes.
Liaise with FCA, PRA, and other regulators.
Investigate fraud, misconduct, and compliance breaches.
Deliver compliance reporting and staff training.
Internal Controls Monitor operational controls and review transactions.
Coordinate with Internal Audit and oversee audit follow-up actions.
Report control issues and whistleblowing matters to senior management and the Board.
MLRO / Financial Crime Oversee AML and financial crime frameworks.
Review suspicious activity and submit reports to authorities where required.
Maintain AML policies, controls, and staff training.
Act as the Bank’s primary contact for AML-related regulatory matters.
Policy & Governance Monitor regulatory developments and governance requirements.
Ensure policies and procedures remain current and effective.
Support Board governance, committee oversight, and regulatory training.
Additional Responsibilities Secretary to the Audit & Risk Management Committee.
Primary contact for FCA/PRA and liaison with Internal Audit.
Voting member of Management, Credit, and ALCO Committees.
Regularly report to the CEO, Board, and Audit & Risk Management Committee.
Overall Objective Provide independent oversight of compliance, governance, internal controls, and financial crime risk to protect the Bank and support regulatory compliance.
Head of Compliance / MLRO (SMF16/17) employer: cer Financial
As a leading tax, accountancy and business advisory firm based in London, we pride ourselves on fostering a dynamic work culture that prioritises employee growth and development. Our commitment to excellence is reflected in our supportive environment, where you will have the opportunity to manage high-net-worth clients while mentoring junior team members, ensuring both personal and professional advancement. With competitive salaries and a focus on work-life balance, we offer a rewarding career path for those looking to make a meaningful impact in the field of taxation.
