At a Glance
- Tasks: Support compliance monitoring and develop frameworks to ensure regulatory adherence.
- Company: Dynamic bank in the heart of London with a focus on compliance excellence.
- Benefits: Permanent position with competitive salary and opportunities for professional growth.
- Other info: Collaborative environment with opportunities to work on diverse projects.
- Why this job: Join a vital role in safeguarding financial integrity and making a real difference.
- Qualifications: Degree in law, finance, or related field; experience in compliance preferred.
The predicted salary is between 37800 - 46200 £ per year.
Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Associate / Analyst to work with them on a permanent basis. The responsibilities of the candidate will include:
- Support delivery of the Compliance Monitoring Programme in line with Financial Conduct Authority and Prudential Regulation Authority requirements
- Identify and monitor regulatory and financial crime risks across the business
- Assist in developing compliance frameworks, policies, and procedures
- Conduct horizon scanning and assess regulatory changes
- Provide compliance advice and support reporting and regulatory submissions
- Help investigate and resolve compliance issues
- Support financial crime activities (CDD, sanctions, risk assessments, control testing) alongside the Deputy MLRO
- Contribute to trade surveillance, communications monitoring, and policy reviews
- Provide cover for the Compliance Manager and assist with ad hoc projects
The successful candidate will have:
- Bachelor’s degree in law, finance, risk or related discipline preferred
- Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage although not essential
- 1-3 years of experience in compliance within wholesale banking and/or trade finance
- A good understanding of regulatory rules/laws, industry issues and business operations
- Knowledge of financial crime and regulatory requirements
Compliance Associate / Analyst employer: cer Financial
As a leading tax, accountancy and business advisory firm based in London, we pride ourselves on fostering a dynamic work culture that prioritises employee growth and development. Our commitment to excellence is reflected in our supportive environment, where you will have the opportunity to manage high-net-worth clients while mentoring junior team members, ensuring both personal and professional advancement. With competitive salaries and a focus on work-life balance, we offer a rewarding career path for those looking to make a meaningful impact in the field of taxation.
