At a Glance
- Tasks: Assist in compliance monitoring, testing, and governance activities for a leading bank.
- Company: Dynamic bank located in the heart of London with a strong compliance focus.
- Benefits: Competitive salary, office-based work, and opportunities for professional growth.
- Other info: Collaborative environment with a focus on continuous improvement and team support.
- Why this job: Join a vital team ensuring compliance and making a real difference in banking.
- Qualifications: Experience in compliance, KYC, and thematic reviews is preferred.
The predicted salary is between 40000 - 40000 £ per year.
City of London
Permanent/Office based 5 days p/week
£40,000 pa
cer Financial are working alongside a bank based in the City of London. They are looking for a Compliance Analyst to work with them on a permanent basis who will be office based 5 days per week. The successful candidate will need to assist the Compliance function and the Senior Manager, Monitoring, Testing and Governance in delivering BAU activities and strategic objectives.
Responsibilities
- Conduct Monitoring and Testing thematic and periodic reviews as per the timescales outlined in the Compliance Monitoring and Testing plan.
- Update the Monitoring and Testing Action Tracker, ensure action completion by the action owners and document suitable evidence of action closure.
- Maintain the Compliance Policy register and assist the senior manager in updating Compliance Policies where required.
- Assist the Senior Manager, Monitoring, Testing and Governance and Head of Compliance/MLRO with ad-hoc projects or tasks when requested to do so.
- Support the Compliance team, with the delivery of the banks vision for compliance and complement the actions of the other team members de-risking the bank and in striving to make the department cross functional.
- Contribute to team and department meetings as required and assist the Senior Manager, Monitoring, Testing and Governance in forward thinking to improve processes and procedures.
- Helping with oversight of the KYC process and compliance with the AML program.
- Helping to provide day-to-day support to the global MLROs and business relating to the AML, CTF, ABC, and Sanctions processes.
Qualifications
- Some experience in compliance, monitoring and testing, KYC and thematic reviews.
Compliance Analyst in London employer: CER FINANCIAL LTD
As a Compliance Analyst at our esteemed bank in the City of London, you will thrive in a dynamic work environment that prioritises professional growth and collaboration. We offer competitive salaries, comprehensive benefits, and a culture that encourages innovation and teamwork, ensuring you are well-supported in your role while contributing to the bank's strategic objectives. Join us to be part of a forward-thinking team dedicated to maintaining the highest compliance standards in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like CER FINANCIAL LTD looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at CER FINANCIAL LTD. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at CER FINANCIAL LTD
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with CER FINANCIAL LTD’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
