At a Glance
- Tasks: Lead compliance and governance functions, ensuring adherence to regulations and internal policies.
- Company: International bank located in the vibrant City of London.
- Benefits: Attractive salary, bonus, pension, and a dynamic work environment.
- Other info: Opportunity for career advancement in a supportive and collaborative setting.
- Why this job: Make a significant impact on compliance and governance in a leading financial institution.
- Qualifications: Experience in compliance, AML, and regulatory frameworks essential.
The predicted salary is between 90000 - 90000 £ per year.
City of London (5 days in the office) Permanent £90,000 + bonus + pension. Financial are working alongside an international bank, who are based in the City of London. They are seeking a Head of Compliance / MLRO (SMF16/17) to work with them on a permanent basis.
THE ROLE: Lead the Bank’s Compliance, Internal Controls, AML/MLRO, and Governance functions. Ensure all activities comply with FCA/PRA regulations, UK law, banking standards, and internal policies.
Key Regulatory Responsibilities:
- Hold FCA Senior Management Functions: SMF16 – Compliance Oversight
- SMF17 – Money Laundering Reporting Officer (MLRO)
- Ensure compliance with SMR, SYSC, Conduct Rules, AML/CTF, and Anti-Bribery requirements.
Compliance:
- Monitor regulatory compliance across the Bank.
- Develop and maintain compliance policies and monitoring programmes.
- Liaise with FCA, PRA, and other regulators.
- Investigate fraud, misconduct, and compliance breaches.
- Deliver compliance reporting and staff training.
Internal Controls:
- Monitor operational controls and review transactions.
- Coordinate with Internal Audit.
Head of Compliance / MLRO (SMF16/17) employer: CER FINANCIAL LTD
As an esteemed international bank located in the heart of the City of London, we pride ourselves on fostering a dynamic work culture that prioritises compliance excellence and employee development. Our commitment to providing competitive salaries, bonuses, and pension schemes, combined with a supportive environment for professional growth, makes us an exceptional employer for those seeking to make a meaningful impact in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance / MLRO (SMF16/17)
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on FCA/PRA regulations and compliance best practices. We recommend practising common interview questions related to compliance and AML/CTF to show you’re the right fit for the role.
✨Tip Number 3
Showcase your expertise! Create a portfolio that highlights your previous compliance projects, policies you've developed, or training sessions you've led. This will give you an edge over other candidates.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities that might just be perfect for you. Plus, it’s a great way to ensure your application gets seen by the right people.
We think you need these skills to ace Head of Compliance / MLRO (SMF16/17)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Head of Compliance / MLRO role. Highlight your experience with FCA/PRA regulations and any relevant compliance frameworks. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of your past achievements in compliance and governance that demonstrate your expertise.
Showcase Your Leadership Skills:As a Head of Compliance, leadership is key. In your application, emphasise your experience in leading teams and driving compliance initiatives. We love to see candidates who can inspire and guide others in the field!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at CER FINANCIAL LTD
✨Know Your Regulations
Make sure you brush up on FCA/PRA regulations and UK banking standards. Being able to discuss these confidently will show that you're not just familiar with the rules, but that you can apply them in real-world scenarios.
✨Demonstrate Leadership Skills
As a Head of Compliance, you'll need to lead teams and influence others. Prepare examples of how you've successfully led compliance initiatives or managed teams in the past. This will help illustrate your capability to take charge in this role.
✨Prepare for Scenario Questions
Expect questions about how you'd handle specific compliance issues or breaches. Think through potential scenarios and how you would respond, showcasing your problem-solving skills and adherence to compliance protocols.
✨Showcase Your Communication Skills
You'll be liaising with regulators and training staff, so it's crucial to demonstrate strong communication abilities. Practice explaining complex compliance concepts in simple terms, as this will highlight your ability to convey important information effectively.
