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- Tasks: Lead compliance efforts and ensure adherence to financial regulations in a dynamic banking environment.
- Company: Reputable bank in the heart of London, committed to excellence and integrity.
- Benefits: Attractive salary package, career advancement opportunities, and a supportive work culture.
- Other info: Join a forward-thinking team dedicated to maintaining high compliance standards.
- Why this job: Make a significant impact on compliance and regulatory standards in the banking sector.
- Qualifications: Extensive experience in compliance, financial crime prevention, and regulatory frameworks.
The predicted salary is between 130000 - 150000 £ per year.
City of London
Permanent
£130,000 - £150,000
cer Financial are working alongside a bank, who are based in the City of London. They are seeking a Head of Compliance and MLRO / DPO (SMF16 and SMF17) to work with them on a permanent basis.
The responsibilities of the candidate will include:
- Develop and maintain the Bank’s Compliance Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF).
- Ensure adherence to JMLSG guidance, sanctions regimes (OFAC, EU, HMT), and applicable laws.
- Act as primary liaison with regulators (FCA, PRA, NCA).
- Advise Senior Management on regulatory changes and business impact.
- Lead horizon scanning and maintain the Compliance Risk Appetite Statement.
- Ensure robust frameworks for TCF, conduct risk, and GDPR compliance.
- Act as MLRO, ensuring full AML/CTF compliance.
- Oversee AML frameworks (CDD, EDD, transaction monitoring, sanctions/PEP screening, SARs).
- Ensure timely SAR submissions to the NCA.
- Oversee AML risk assessments and remediation.
- Deliver AML training and awareness.
- Develop and maintain the Compliance Monitoring Plan (CMP).
- Conduct risk assessments on correspondent banking, high-risk clients.
Head of Compliance and MLRO / DPO (SMF16 and SMF17) employer: CER FINANCIAL LTD
Contact Detail:
CER FINANCIAL LTD Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance and MLRO / DPO (SMF16 and SMF17)
✨Tip Number 1
Network like a pro! Get out there and connect with industry professionals on LinkedIn or at events. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for interviews by researching the company inside out. Understand their compliance frameworks and recent regulatory changes. We want you to impress them with your knowledge and show that you’re the perfect fit for the role!
✨Tip Number 3
Practice your answers to common interview questions, especially those related to compliance and risk management. We suggest doing mock interviews with friends or using online resources to boost your confidence.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge. Let’s get you that Head of Compliance role!
We think you need these skills to ace Head of Compliance and MLRO / DPO (SMF16 and SMF17)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Compliance and MLRO / DPO role. Highlight your experience with compliance frameworks, regulatory liaison, and any relevant certifications. We want to see how your background aligns with the responsibilities outlined in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your ability to develop compliance frameworks and manage regulatory relationships. We love a good story that showcases your skills!
Showcase Your Knowledge: In your application, don’t forget to mention your understanding of FCA, PRA, and international standards like FATF. We’re looking for someone who knows their stuff, so drop in some examples of how you've navigated these regulations in past roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at CER FINANCIAL LTD
✨Know Your Regulations
Make sure you’re well-versed in the latest FCA, PRA, and international standards like FATF. Brush up on JMLSG guidance and sanctions regimes, as you'll likely be asked how these impact the bank's operations.
✨Showcase Your Experience
Prepare to discuss your previous roles in compliance and how you've successfully navigated regulatory challenges. Use specific examples that highlight your ability to lead teams and manage compliance frameworks effectively.
✨Demonstrate Strategic Thinking
Be ready to talk about how you would develop and maintain a Compliance Financial Crime Framework. Think about potential risks and how you would advise senior management on regulatory changes and their business impact.
✨Engage with Questions
Prepare insightful questions for your interviewers about their current compliance challenges and future goals. This shows your genuine interest in the role and helps you assess if the bank aligns with your career aspirations.