At a Glance
- Tasks: Assist in compliance audits, policy development, and reporting within the Compliance team.
- Company: Join CDL, a company focused on maintaining high compliance standards in the insurance sector.
- Benefits: Enjoy a competitive salary of up to £40,000 per annum and hybrid working options.
- Other info: The position is based in North West UK, offering a permanent full-time opportunity.
- Why this job: This role offers direct engagement with management and regulatory bodies, enhancing your compliance expertise.
- Qualifications: A Level or Degree standard education is required, with relevant qualifications like ISO auditor preferred.
The predicted salary is between 30000 - 40000 £ per year.
We are looking for a Compliance Auditor to join our team at CDL where you will assist the development and operation of the CDL compliance program, working within the Compliance team to support compliance processes. The position assists the Compliance Manager with the conduct, administration and documentation of the compliance policy, process maintenance, audits and reporting.
What You'll Do
- Work well across all business areas to review, assess and advise on action to ensure corporate compliance issues are resolved.
- Participate in reviews and development of company policies to ensure relevant regulations and contractual obligations are addressed.
- Have direct contact with management internally and externally and with regulatory bodies as appropriate.
Responsibilities
- Assist in the development and implementation of written policies and procedures supporting the management systems required to achieve ISO and other standards certifications within CDL.
- Assist in the monitoring and audits of company policies, procedures and obligations for third party certifications, e.g. PCI-DSS, ISO standards, client contractual obligations.
- Engage with certification audit suppliers to organise and facilitate their audit process (e.g. ISO, SOC).
- Deliver reports on compliance processes and status.
- Identify potential improvements in policies and procedures.
- Respond promptly and advise corrective action to any emerging breaches in compliance.
- Assist response to internal and external requests for statements and audits of CDL processes and compliance.
Your Skills & Experience
- Educated to A Level or Degree standard.
- Relevant domain qualifications desirable e.g. ISO auditor/implementer, GDPR.
- Insurance/financial data sector experience would be an advantage.
- Experience of working within relevant regulations and standards (e.g. PCI-DSS, ISO, SOC 2, Data Protection legislation).
- Experience of FCA Regulations relating to insurance, consumer legislation and codes of practice, anti‐bribery legislation would be an advantage.
- Computer literacy – particularly Word, Excel, etc.
- Demonstrable ability to communicate across disciplines at all levels, with external bodies and with senior management.
Salary
The salary for the role of Compliance Auditor pays up to £40,000 per annum.
Diversity and inclusion
We encourage applications from a diverse talent pool and welcome flexibility requirements and workplace adjustments for all applicants.
Compliance Auditor in Cheadle Hulme employer: CDL Group
CDL is committed to compliance excellence in the insurance sector, providing a salary up to £40,000. The team values diversity and encourages flexible workplace adjustments for all applicants.
