At a Glance
- Tasks: Lead compliance initiatives and ensure adherence to regulatory standards in a dynamic environment.
- Company: Join Cboe, a global leader in trading platforms and innovative financial solutions.
- Benefits: Competitive salary, professional development, and the chance to work with cutting-edge technology.
- Other info: Collaborative team culture with opportunities for career growth and innovation.
- Why this job: Make a real impact on compliance and help shape the future of trading regulations.
- Qualifications: Bachelor’s degree and experience in compliance within regulated firms required.
The predicted salary is between 43785 - 53515 £ per year.
The Senior Compliance Officer is responsible for the ongoing development and delivery of the risk-based Compliance framework at Cboe Europe, encompassing a Compliance Monitoring Programme, independent second-line challenge and oversight, provision of advice and guidance to the business, maintenance of compliance policies and procedures and the periodic reporting of management information to governance forums.
Based in London, the successful applicant will be part of an experienced Compliance team, which has oversight of Cboe Europe’s businesses in the UK and Amsterdam and maintains the relationship with its regulatory bodies.
Location: London, UK
Responsibilities:
- Implement the risk-based Compliance Monitoring Programme (CMP)
- Deliver the periodic Compliance Risk Assessment, as the key driver of the CMP
- Stay up to date with the latest UK and EU legislative and regulatory requirements
- Assess the impact on the business of new and upcoming regulatory changes
- Provide compliance advice to the business with respect to new and existing regulations
- Provide input to the business on new initiatives and projects and their impact on regulatory obligations
- Produce, review and maintain internal compliance policies, procedures and controls
- Maintain the relationship with regulatory bodies and keep them apprised of all required information
- Ensure all regulatory filings with regulatory bodies are submitted on time
Requirements:
- A bachelor’s degree or equivalent
- Ability to work well under pressure and adapt to changing situations
- Strong multi-tasking and customer service skills
- Previous experience of working in a compliance department at an exchange or regulated firm
- Familiarity with trading techniques and technology
- Knowledge of current UK and EU regulatory regime
- Strong troubleshooting, problem-solving and analytical skills
- Ability to work well in a team environment
- Strong written and verbal communication skills
- A desire to embrace new technologies to enhance productivity and drive efficiencies
About Cboe:
At Cboe, we lead the industry globally in trading platforms, and tradeable products and services. We are committed to developing innovative products, delivering unparalleled service and offering cutting-edge trading technology. A career at Cboe means the chance to work for the industry leader and have a direct impact on Cboe’s continued success in the marketplace. The industry and technology professionals that make up the Cboe team are focused on keeping innovation and competition alive in the securities markets. We capitalise on our mix of seasoned and new talent to solve problems and bring solutions.
Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any other third party communication tools for recruiting purposes.
Senior Compliance Officer in London employer: Cboe Global Markets
Cboe Europe is an exceptional employer, offering a dynamic work environment in the heart of London where innovation meets regulatory excellence. With a strong emphasis on employee growth and development, we provide opportunities for continuous learning and collaboration across diverse teams, ensuring that our staff are equipped to thrive in an AI-driven landscape. Our commitment to a supportive culture fosters resilience and empowers employees to make meaningful contributions to our mission of enhancing operational stability.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Cboe Global Markets looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Officer in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Cboe Global Markets. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Cboe Global Markets
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Cboe Global Markets’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
