Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support financial advisers by preparing compliant reports and conducting detailed research.
- Company: Join Castlegate Financial Management, a key player in the Duncan & Toplis Group.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Dynamic role with opportunities for growth and learning in a fast-paced environment.
- Why this job: Be the backbone of advisory processes and make a real difference in clients' financial journeys.
- Qualifications: Strong communication skills, attention to detail, and knowledge of financial services.
The predicted salary is between 35000 - 45000 £ per year.
Castlegate is seeking a Paraplanner. This role will be instrumental to the group, you are the backbone of the advisory process — enabling financial advisers to focus on client relationships and business development while ensuring the technical and compliance aspects are handled with precision. Also, supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group.
Your responsibilities:
- Liaise with the Adviser and Administrator to collate all the relevant quantitative detailed information required and conduct appropriate research to compile a compliant Suitability Report with the agreed recommendations.
- Check all paperwork and information is available to ensure that the client file meets the FCA’s rules and requirements.
- Discuss the client’s needs and objectives with the relevant Adviser.
- Undertake research to identify suitable solutions to meet the client’s needs and objectives.
- Prepare information for analysis by the Adviser.
- If applicable, liaise with the client’s legal and tax advisers.
- Complete application/proposal forms.
- Ensure all compliance paperwork is in order.
- If relevant, act on any changes made by the client.
- Implement the chosen/agreed investment strategies including online trading.
- If required, attend client meetings with adviser.
About you:
- Excellent inter-personal skills, both written and verbal.
- Accurate with good attention to detail.
- Time management.
- IT usage including the Microsoft Office suite.
- Detailed knowledge of the FCA’s rules and requirements.
- Detailed knowledge of the FCA’s and the firm’s record keeping requirements.
- Broad knowledge of the financial services sector.
- High level of technical knowledge (level 4 financial planning qualification from the CII highly desirable).
- Knowledge of the following software packages desirable: Intelliflo, Exchange, Threesixty online, Defaqto, Distribution Technology and research tools (FE Analytics, CashCalc, Selectapension).
Paraplanner employer: Castlegate Financial Management
Contact Detail:
Castlegate Financial Management Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Paraplanner
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Paraplanner role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA rules and compliance requirements. We want you to shine when discussing how you can support advisers and ensure everything runs smoothly at Castlegate!
✨Tip Number 3
Showcase your attention to detail during the interview process. Bring examples of how you've successfully managed client files and compliance paperwork in the past. This will demonstrate that you're the backbone they need!
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Paraplanner
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Paraplanner role. Highlight your experience with compliance, client needs, and any relevant software you've used. We want to see how you can be the backbone of our advisory process!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about financial services and how your skills align with our needs. Let us know how you can support the growth of Castlegate Financial Management.
Show Off Your Attention to Detail: In this role, precision is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to ensure everything is in order, just like we do for our clients.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. We can't wait to hear from you!
How to prepare for a job interview at Castlegate Financial Management
✨Know Your Stuff
Make sure you brush up on your knowledge of the FCA’s rules and requirements. Being able to discuss these confidently will show that you’re serious about compliance and understand the backbone of the advisory process.
✨Showcase Your Attention to Detail
Prepare examples from your past experiences where your attention to detail made a difference. Whether it was ensuring compliance paperwork was in order or compiling a Suitability Report, having specific instances ready will impress the interviewers.
✨Practice Your Interpersonal Skills
Since this role involves liaising with advisers and clients, practice articulating your thoughts clearly and concisely. You might even want to do a mock interview with a friend to get comfortable with discussing client needs and objectives.
✨Familiarise Yourself with Relevant Software
If you have experience with software like Intelliflo or Defaqto, be ready to talk about it. If not, take some time to learn the basics. Showing that you’re proactive about understanding the tools used in the industry can set you apart from other candidates.