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- Tasks: Manage UK Compliance and oversee regulatory filings and KYC processes.
- Company: Dynamic London-based investment firm specialising in private equity.
- Benefits: Flexible working with 4 days in the office and 1 day remote.
- Why this job: Join a successful team and make a real impact in compliance.
- Qualifications: 5+ years in Compliance with strong academics in Law, Finance or Business.
- Other info: Opportunity for career growth and development in a supportive environment.
The predicted salary is between 48000 - 72000 £ per year.
My client is a London-based investment firm specialising in growth capital and private equity. Due to a highly successful run of years and the present Compliance team switching their focus to more international areas, an opportunity has arisen to look after the firm’s UK Compliance.
This is a fantastic opportunity designed to succeed as you’ll be working alongside the person who previously did this role.
The role:
- Regulatory filings and ongoing FCA reporting
- Maintenance of the compliance manual, policies and procedures
- Oversight of investor, borrower and counterparty KYC processes
- Compliance monitoring, testing and remediation across the programme
- Preparation for audits and operational due diligence reviews
- Management of compliance registers (conflicts, breaches, PAD, gifts & entertainment, OBAs, etc.)
- Coordination of compliance training and staff declarations
- Implementation of new and evolving regulatory requirements
- Day-to-day management of compliance activities and key processes
- Line management of the Compliance Analyst
The Candidate:
- At least 5 years of generalist Compliance experience in UK Alternative Investments (this is non-negotiable)
- Very strong relevant academics such as Law, Finance or Business
- Excellent communication skills and time management skills
This role is 4 days in the office and 1 working from home.
Senior Compliance Associate in London employer: Carnegie Consulting
Contact Detail:
Carnegie Consulting Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Associate in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and private equity sectors. A friendly chat can lead to insider info about job openings that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK compliance regulations. We want you to be able to discuss how your experience aligns with the role, especially around KYC processes and FCA reporting.
✨Tip Number 3
Showcase your soft skills! Communication and time management are key in compliance roles. Be ready to share examples of how you've effectively managed compliance activities and trained staff in the past.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative!
We think you need these skills to ace Senior Compliance Associate in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Associate role. Highlight your relevant experience in UK Alternative Investments and any specific compliance achievements that align with the job description.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Use it to showcase your communication skills and how your background in compliance can benefit our team.
Showcase Your Academics: Since strong academics are a must, don’t forget to mention your qualifications in Law, Finance, or Business. We want to see how your education supports your compliance expertise.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at Carnegie Consulting
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of UK compliance regulations, especially those related to alternative investments. Familiarise yourself with the FCA reporting requirements and be ready to discuss how you've handled similar tasks in your previous roles.
✨Showcase Your Experience
With at least 5 years of experience required, be prepared to share specific examples from your past work. Highlight your involvement in regulatory filings, KYC processes, and compliance monitoring. Use the STAR method (Situation, Task, Action, Result) to structure your answers.
✨Communicate Clearly
Strong communication skills are a must for this role. Practice articulating complex compliance concepts in simple terms. During the interview, ensure you listen carefully and respond thoughtfully to questions, demonstrating your ability to convey important information effectively.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Think about potential challenges you might face in the role and how you would address them. This will show your proactive approach and readiness to tackle compliance issues head-on.
