At a Glance
- Tasks: Support compliance processes and maintain regulatory documentation in a dynamic financial environment.
- Company: Established Private Equity firm in London's vibrant West End.
- Benefits: Gain invaluable experience in financial services with a clear career path.
- Other info: Professional team culture with opportunities for growth and development.
- Why this job: Kickstart your career in finance with a unique graduate-level opportunity.
- Qualifications: Strong academics, relevant internships, and a keen interest in financial services.
The predicted salary is between 30000 - 40000 € per year.
My client is a well established Private Equity firm based in London’s West End within easy walking distance of Victoria Station. An opportunity has arisen to join a small and professional team in the capacity of Compliance Analyst. This is a highly unusual Graduate level position which gives the successful candidate a fantastic first step in a highly desirable and future proof career in Financial Services.
The Candidate
- Strong Academics in relevant subjects.
- Internships in Buy Side firms.
- Knowledge and interest in financial services (ie know what phrases like Buy Side means).
- A well-constructed CV between 1 and 2 pages long.
- Flexibility.
- Being happy to work 5 days a week in the office.
- Smart, both in appearance and in conversation.
The Role
- Maintain the Compliance Calendar, monitor key deliverables, and support the preparation and submission of FCA, SEC, AIFMD and other regulatory returns.
- Coordinate and maintain AML and KYC processes, including training enrolment, documentation collation, and upkeep of internal records.
- Support the annual review and ongoing updates of compliance documentation such as the Compliance Manual, Compliance Review and key registers (Gifts & Entertainment, NDAs, Outside Interests, Personal Account Dealing, and Directorships).
- Assist with insurance and regulatory renewals across multiple jurisdictions (including D&O, ESOS, AIFMD, MiFID II, MLD4, and DAC 6).
- Manage corporate filings and maintain entity ownership records across UK, US, and other jurisdictions, ensuring compliance with local requirements.
- Support governance and audit processes, including Risk Management Committee meetings, CASS reviews, and fund/corporate audits.
- Contribute to ad hoc compliance and HR projects, such as visa renewals, handbook updates, and internal presentations.
Compliance Analyst – Graduate Level in London employer: Carnegie Consulting
Join a prestigious Private Equity firm in London's vibrant West End, where you will be part of a small, dedicated team that values professionalism and growth. This graduate-level Compliance Analyst role offers an exceptional opportunity to kickstart your career in Financial Services, with a supportive work culture that encourages continuous learning and development. Enjoy the benefits of working in a prime location, with easy access to transport links, while being part of a firm that prioritises compliance excellence and employee engagement.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst – Graduate Level in London
✨Tip Number 1
Network like a pro! Reach out to alumni from your university or connections in the financial services sector. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Show us you know what 'Buy Side' means and how it relates to their operations. This will make you stand out as a candidate who’s genuinely interested.
✨Tip Number 3
Dress smartly and be professional in your interactions. First impressions matter, especially in a conservative environment like private equity. We want to see that you can represent the firm well.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Compliance Analyst – Graduate Level in London
Some tips for your application 🫡
Craft a Standout CV:Your CV is your first impression, so make it count! Keep it concise, ideally between 1-2 pages, and highlight your strong academics and any relevant internships. Remember, clarity is key in compliance roles!
Show Your Interest in Financial Services:Demonstrate your knowledge of the financial services sector in your application. Use terms like 'Buy Side' correctly and show that you’re genuinely interested in the industry. This will help us see your passion for the role!
Be Professional and Smart:While we appreciate individuality, remember that this is a conservative field. Dress smartly and communicate professionally in your application. It’s all about making a good impression from the get-go!
Apply Through Our Website:We encourage you to apply directly through our website. It streamlines the process for us and ensures your application gets the attention it deserves. Don’t miss out on this fantastic opportunity!
How to prepare for a job interview at Carnegie Consulting
✨Know Your Compliance Basics
Make sure you brush up on key compliance terms and regulations, especially those mentioned in the job description like FCA and AML. Being able to discuss these topics confidently will show your genuine interest in the role and the industry.
✨Tailor Your CV
Your CV should be concise and relevant, ideally between 1-2 pages. Highlight any internships or projects related to financial services, and ensure it reflects your strong academic background. A well-structured CV can set you apart from other candidates.
✨Dress Smartly and Professionally
Since the firm has a conservative culture, it's important to dress appropriately for the interview. Opt for smart attire that reflects professionalism, as first impressions matter in a compliance role.
✨Be Flexible and Available
Demonstrate your flexibility by being easy to arrange an interview with. Show that you're willing to commit to working five days a week in the office, as this is a key requirement for the role.
