At a Glance
- Tasks: Join a dynamic team managing corporate actions and settlements in private banking operations.
- Company: Delta Capita, a global leader in financial services and technology innovation.
- Benefits: Competitive salary, hybrid working model, and opportunities for professional growth.
- Other info: Flexible working arrangements with a focus on collaboration and client service.
- Why this job: Make an impact in a fast-paced environment while developing your expertise in finance.
- Qualifications: Experience in corporate actions processing and settlements is essential.
The predicted salary is between 40000 - 50000 £ per year.
We are seeking high‑calibre Associate to AVP‑level Operations professionals to join a fast‑paced private banking operations team. This role is suited to individuals with deep, practical experience in corporate actions processing and settlements operations, who can operate autonomously from day one and bring strong risk awareness to a highly regulated environment. Successful candidates will already possess end‑to‑end operational ownership of corporate actions and settlements workflows, with strong underlying equities product knowledge.
Key Responsibilities
- End‑to‑end corporate actions processing for equities (mandatory and voluntary), including event interpretation & validation, election handling & deadlines, booking and accounting impacts, reconciliations & break resolution and custodian announcement validation & query management.
- Comfort with event‑specific and market‑specific nuances, across e.g. stock splits, rights issues, tender offers, restructurings & market conventions such as Japanese equities corporate actions.
- Strong settlements knowledge, including SWIFT messaging (MT54x series), matching, confirmations, and settlement lifecycle.
- Understanding and handling of Fails, 515/518s, and post‑settlement adjustments.
- Custody and securities servicing workflows, including SSIs setup, validation, and maintenance, asset transfers (DVP/FOP).
- Interaction with global custodians and sub‑custodians.
- Practical application of CASS Rules 6 & 7 within an operational control framework.
Corporate Actions & Asset Servicing
- Take full ownership of mandatory and voluntary corporate action events from announcement through posting.
- Validate and interpret corporate action notifications from custodians and vendors.
- Manage elections, deadlines, client instructions, and downstream booking impacts.
- Resolve discrepancies through reconciliations and break investigation.
- Handle market‑specific and event‑specific complexities with confidence.
- Liaise directly with custodians, agents, front office, and client teams.
Settlements & Post‑Trade Operations
- Support daily settlements activities across relevant markets and instruments.
- Process and investigate: SWIFT messages (MT54x). Trade matching and settlement issues. Fails, claims, and 515/518 processing.
- Maintain and validate SSIs to mitigate settlement risk.
- Support asset transfers and custody movements.
Risk, Control & Governance
- Apply a strong operational risk mindset to daily processing.
- Identify, escape, and resolve exceptions in line with control frameworks.
- Ensure compliance with internal procedures, market practice, and regulatory obligations (including CASS).
- Contribute to process improvements and control enhancements.
Skills & Attributes
- Demonstrated subject‑matter expertise in corporate actions and settlements (not exposure).
- Meticulous attention to detail and strong reconciliation capability.
- Confident communicator with the ability to engage custodians and internal stakeholders proactively.
- Calm and effective under time pressure and market deadlines.
- Comfortable working independently in a high‑risk, high‑accountability environment.
How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, colour, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. If you require any reasonable adjustments through your interview process, please use the designated space within the application questionnaire.
This is a fixed‑term contract full‑time position located in Birmingham. As the selection and interview process is ongoing, please submit your application in English as soon as possible. If your profile is selected, a member of our team will contact you within 4 weeks. For this role, a valid working permit for the UK is mandatory.
Expectations regarding hybrid working: As we are a Service Provider and Consulting firm servicing clients, our policy for physically working from the office aligns to what our clients' policies and expectations are, which vary. Most of our clients now require a minimum of 3 days per week in the office, 2 days from home, and accordingly this is also the minimum expectation that Delta Capita requires. However, some of our clients have now moved up to 4 days and even 5 days in the office and we require candidates to be flexible to meet our client demands.
Who We Are: Delta Capita Group is a global managed services, consulting, and solutions provider with a unique combination of experience in Financial Services and technology innovation capability. Our mission is to reinvent the financial services value chain providing technology-based mutualised services for financial institutions for non‑differentiating services.
Private Banking Operations - Associate / AVP in Birmingham employer: careersdeltacapita
Delta Capita is an exceptional employer, offering a dynamic work environment in Birmingham that fosters professional growth and development within the private banking operations sector. With a strong emphasis on employee well-being, we provide a hybrid working model that balances office presence with flexibility, alongside comprehensive training and support to enhance your expertise in corporate actions and settlements. Join us to be part of a diverse team that values innovation, collaboration, and a commitment to excellence in financial services.
StudySmarter Expert Advice🤫
We think this is how you could land Private Banking Operations - Associate / AVP in Birmingham
✨Tip Number 1
Network like a pro! Reach out to your connections in the private banking sector and let them know you're on the hunt for opportunities. A personal recommendation can go a long way in landing that interview.
✨Tip Number 2
Prepare for those interviews by brushing up on your corporate actions and settlements knowledge. Be ready to discuss specific scenarios you've handled, as this will show you can hit the ground running from day one.
✨Tip Number 3
Don’t forget to showcase your risk awareness during interviews. Talk about how you've navigated regulatory environments and maintained compliance in past roles. This is key in a highly regulated field like private banking.
✨Tip Number 4
Finally, apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you're serious about joining our team at Delta Capita.
We think you need these skills to ace Private Banking Operations - Associate / AVP in Birmingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your experience in corporate actions and settlements. Use keywords from the job description to show we’re on the same page about what you bring to the table.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Share specific examples of your hands-on experience with corporate actions processing and settlements. Let us know why you’re excited about this role and how you can contribute.
Showcase Your Attention to Detail:In a role where meticulousness is key, make sure to demonstrate your attention to detail in your application. Whether it’s through your CV formatting or the clarity of your cover letter, we want to see that you take pride in your work.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!
How to prepare for a job interview at careersdeltacapita
✨Know Your Corporate Actions Inside Out
Make sure you brush up on your knowledge of corporate actions processing, especially for equities. Be ready to discuss specific examples of mandatory and voluntary actions you've handled, including how you managed elections and reconciliations. This will show that you can hit the ground running.
✨Master the Settlements Process
Familiarise yourself with the settlements lifecycle and SWIFT messaging, particularly the MT54x series. Prepare to explain how you've dealt with fails and post-settlement adjustments in past roles. This will demonstrate your hands-on experience and understanding of the complexities involved.
✨Showcase Your Risk Awareness
Be prepared to discuss how you apply an operational risk mindset in your daily tasks. Think of examples where you've identified and resolved exceptions in line with control frameworks. This will highlight your ability to maintain compliance in a highly regulated environment.
✨Communicate Confidently
Practice articulating your thoughts clearly and confidently, especially when discussing interactions with custodians and internal teams. Being a calm and effective communicator under pressure is key, so consider role-playing common interview scenarios to boost your confidence.
