At a Glance
- Tasks: Join a dynamic team managing corporate actions and settlements in private banking operations.
- Company: Delta Capita, a global leader in financial services and technology innovation.
- Benefits: Competitive salary, hybrid working model, and opportunities for professional growth.
- Other info: Flexible working arrangements with a focus on collaboration and client needs.
- Why this job: Make an impact in a fast-paced environment while developing your expertise in finance.
- Qualifications: Experience in corporate actions processing and settlements is essential.
The predicted salary is between 45000 - 55000 £ per year.
We are seeking high‑calibre Associate to AVP‑level Operations professionals to join a fast‑paced private banking operations team. This role is suited to individuals with deep, practical experience in corporate actions processing and settlements operations, who can operate autonomously from day one and bring strong risk awareness to a highly regulated environment. Successful candidates will already possess end‑to‑end operational ownership of corporate actions and settlements workflows, with strong underlying equities product knowledge.
Key Responsibilities
- End‑to‑end corporate actions processing for equities (mandatory and voluntary), including event interpretation & validation, election handling & deadlines, booking and accounting impacts, reconciliations & break resolution and custodian announcement validation & query management.
- Comfort with event‑specific and market‑specific nuances, across e.g. stock splits, rights issues, tender offers, restructurings & market conventions such as Japanese equities corporate actions.
- Strong settlements knowledge, including SWIFT messaging (MT54x series), matching, confirmations, and settlement lifecycle.
- Understanding and handling of Fails, 515/518s, and post‑settlement adjustments.
- Custody and securities servicing workflows, including SSIs setup, validation, and maintenance, asset transfers (DVP/FOP).
- Interaction with global custodians and sub‑custodians.
- Practical application of CASS Rules 6 & 7 within an operational control framework.
Corporate Actions & Asset Servicing
- Take full ownership of mandatory and voluntary corporate action events from announcement through posting.
- Validate and interpret corporate action notifications from custodians and vendors.
- Manage elections, deadlines, client instructions, and downstream booking impacts.
- Resolve discrepancies through reconciliations and break investigation.
- Handle market‑specific and event‑specific complexities with confidence.
- Liaise directly with custodians, agents, front office, and client teams.
Settlements & Post‑Trade Operations
- Support daily settlements activities across relevant markets and instruments.
- Process and investigate: SWIFT messages (MT54x). Trade matching and settlement issues. Fails, claims, and 515/518 processing.
- Maintain and validate SSIs to mitigate settlement risk.
- Support asset transfers and custody movements.
Risk, Control & Governance
- Apply a strong operational risk mindset to daily processing.
- Identify, escape, and resolve exceptions in line with control frameworks.
- Ensure compliance with internal procedures, market practice, and regulatory obligations (including CASS).
- Contribute to process improvements and control enhancements.
Skills & Attributes
- Demonstrated subject‑matter expertise in corporate actions and settlements (not exposure).
- Meticulous attention to detail and strong reconciliation capability.
- Confident communicator with the ability to engage custodians and internal stakeholders proactively.
- Calm and effective under time pressure and market deadlines.
- Comfortable working independently in a high‑risk, high‑accountability environment.
This is a fixed‑term contract full‑time position located in Birmingham. As the selection and interview process is ongoing, please submit your application in English as soon as possible. If your profile is selected, a member of our team will contact you within 4 weeks. For this role, a valid working permit for the UK is mandatory.
Expectations regarding hybrid working: As we are a Service Provider and Consulting firm servicing clients, our policy for physically working from the office aligns to what our clients' policies and expectations are. Most of our clients now require a minimum of 3 days per week in the office, 2 days from home, and accordingly this is also the minimum expectation that Delta Capita requires. However, some of our clients have now moved up to 4 days and even 5 days in the office and we require candidates to be flexible to meet our client demands.
Who We Are: Delta Capita Group is a global managed services, consulting, and solutions provider with a unique combination of experience in Financial Services and technology innovation capability. Our mission is to reinvent the financial services value chain providing technology based mutualised services for financial institutions for non‑differentiating services.
Hybrid Private Banking Operations AVP – Corporate Actions in Birmingham employer: careersdeltacapita
Delta Capita is an exceptional employer, offering a dynamic work environment in Birmingham that fosters professional growth and development. With a strong emphasis on operational excellence and risk management, employees benefit from a culture of collaboration and innovation, alongside flexible hybrid working arrangements that cater to individual needs. The company is committed to diversity and inclusion, ensuring all team members feel valued and supported in their roles.
StudySmarter Expert Advice🤫
We think this is how you could land Hybrid Private Banking Operations AVP – Corporate Actions in Birmingham
✨Tip Number 1
Network like a pro! Reach out to your connections in the private banking sector and let them know you're on the lookout for opportunities. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for those interviews! Research the company and its culture, especially their approach to corporate actions and settlements. Be ready to discuss your hands-on experience and how you can bring value from day one.
✨Tip Number 3
Showcase your expertise! When you get the chance to meet potential employers, highlight your end-to-end operational ownership of corporate actions. Use specific examples to demonstrate your meticulous attention to detail and risk awareness.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you're serious about joining our team and ready to dive into the fast-paced world of private banking operations.
We think you need these skills to ace Hybrid Private Banking Operations AVP – Corporate Actions in Birmingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role. Highlight your experience in corporate actions and settlements, and don’t forget to mention any specific skills that match the job description. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share your passion for private banking operations and how your background aligns with our needs. Keep it concise but impactful!
Showcase Your Attention to Detail:In a role like this, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their best selves, so double-check everything before hitting send!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re proactive and keen to join our team!
How to prepare for a job interview at careersdeltacapita
✨Know Your Corporate Actions Inside Out
Make sure you brush up on your knowledge of corporate actions processing, especially the nuances of mandatory and voluntary events. Be ready to discuss specific examples from your experience, like handling stock splits or rights issues, as this will show your deep understanding of the subject.
✨Master the Settlements Process
Familiarise yourself with the settlements lifecycle, including SWIFT messaging and how to handle fails and post-settlement adjustments. Prepare to explain how you've managed these processes in previous roles, as it demonstrates your hands-on experience and operational ownership.
✨Showcase Your Risk Awareness
Since this role requires a strong operational risk mindset, be prepared to discuss how you've identified and resolved exceptions in line with control frameworks. Highlight any specific instances where your attention to detail prevented potential issues.
✨Communicate Confidently
As a confident communicator, you’ll need to engage with custodians and internal stakeholders effectively. Practice articulating your thoughts clearly and concisely, especially when discussing complex topics like reconciliations or client instructions, to demonstrate your ability to thrive under pressure.
