Compliance QA Analyst in Manchester

Compliance QA Analyst in Manchester

Manchester Full-Time 30000 - 42000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Monitor customer interactions to ensure compliance and quality in financial services.
  • Company: Join Evolution Money, a Certified B Corp redefining financial inclusion.
  • Benefits: Enjoy up to 25 days annual leave, healthcare cash plan, and your birthday off!
  • Why this job: Make a real impact in financial services while growing your career with us.
  • Qualifications: 2 years in regulated financial services with strong communication skills.
  • Other info: Be part of a diverse team committed to equality and innovation.

The predicted salary is between 30000 - 42000 £ per year.

Location: Manchester City Centre

Job Type: Full-time

Basic Salary: up to £36,000 dependent on experience.

About Us: Evolution Money is a Certified B Corp with a social purpose. At Evolution Money, our mission is to redefine financial inclusion by providing bespoke lending solutions to UK homeowners. We are committed to empowering individuals and fostering long-term financial well-being. Through innovative and purpose-driven approaches, we aim to challenge traditional norms and create a pathway for those who might be overlooked by conventional financial institutions.

About the team: The Compliance, Oversight, Risk and Assurance team ensures the organisation meets regulatory expectations, manages key risks, and maintains strong governance. The team covers a range of specialist areas including Compliance Oversight, Outcomes Monitoring, Conduct Risk, Horizon Scanning, Regulatory Liaison, Data Protection, Financial Crime, Regulatory Policy, Governance, Whistleblowing, Complaints, Customer Communications, Consumer Duty reporting, and regulatory permissions. Within the team, the Compliance & Oversight function provides direction, monitoring, and challenge in a Second Line of Defence capacity. Compliance guides the business on regulatory expectations, reviews activities for adherence to policy and regulation, and ensures controls are well designed and aligned with strategic and governance requirements. Oversight activities span a broad range of specialist areas, including complaints handling, financial crime, data protection, regulatory policy, conduct risk, customer communications, and outcomes monitoring, ensuring each operates in a compliant and well controlled manner. Together, these activities support the business in managing regulatory risks, maintaining effective controls, and ensuring operations remain aligned with organisational policy, regulatory standards, and expectations of good customer outcomes.

The Role: Part of the Compliance, Oversight, Risk, and Assurance team, reporting to the Compliance & Oversight Manager, you’ll be responsible for the second-line monitoring of customer interactions for regulated second-charge mortgage sales, unsecured loans, customer support, collections, complaints and data protection across all channels to ensure the business is operating as expected and our customers are receiving a good outcome. This is an excellent opportunity to become a valued member of Team Evo and grow with us.

Key Responsibilities:

  • Assessing call recordings, email conversations, and other recorded media of any relevant customer interaction connected to regulated products by any Evolution Group Company employee or relevant third parties.
  • Providing an assessment of compliance and quality of those interactions based on a set framework (regulated products and data protection).
  • Ensuring the team delivers the quality of monitoring required to ensure the Company’s processes are compliant with all relevant legislation/regulation and Company Policies.
  • Completing appropriate levels of monitoring, based on variable targets, on a regular basis and ensuring all documentation and MI is accurately recorded.
  • Collaborate with the 1st line QA and performance management teams to produce and deliver feedback for agents with regards to the assessments undertaken (positive and negative).
  • Assist in training and coaching of agents, where required.
  • Undertake assigned tasks related to the Compliance & Oversight activity, as required, to support departmental objectives.
  • Work with the rest of the compliance & oversight team to improve and maintain the overall maturity level of compliance understanding across the business.

Qualifications (minimum):

  • A good standard of verbal and written communication in English.
  • A minimum of 2 years’ experience in regulated financial services, in a QA (interaction monitoring), compliance, or a related function (such as regulated product sales).
  • Comprehensive knowledge and understanding of the frameworks, tools, and techniques of compliance and quality assurance.
  • Ability to monitor and assess customer interactions against legislative/ regulatory/ company requirements to ensure that customers are getting a good outcome.
  • High level of attention to detail and high-quality standards.
  • Ability to produce regular MI reporting that is accurate, concise, and appropriate.

Qualifications (additional):

  • Intelligent, articulate, and persuasive individual, who can communicate compliance related concepts to both technical and non-technical staff.
  • Excellent time management skills and ability to effectively manage changes to priorities and deadlines.
  • Excellent communication and organisational skills.
  • Experience of providing feedback/coaching in a constructive manner.
  • The ability to clearly express ideas and communicate succinctly across a range of colleagues, including senior managers.
  • Ability to work as a member of a team and upon own initiative.

Desirable:

  • Industry recognised certification in compliance, oversight, risk, or assurance.
  • Quality management software experience.

It should be noted that this is a business Compliance QA role focussed on customer interaction monitoring. Please do not apply for this role if you are a technology QA specialist, tester, or engineer as your application will be rejected.

Here’s what you’ll get back:

  • Up to 25 days’ annual leave
  • Bank Holidays
  • Your birthday off, every year
  • A healthcare cash plan
  • A contributory pensions scheme, matched up to 5%
  • Long Service Awards
  • Cycle to work scheme
  • Life Assurance

Company Culture:

Join us on our journey to redefine financial inclusivity. As we continue to evolve, so do the possibilities for those we serve. Our goal is not just to provide loans but to architect a future where financial empowerment is a reality for everyone. At Evolution Money, we value creativity, innovation, and a collaborative spirit. Our team is dedicated to delivering exceptional results and creating a positive impact in the financial services industry. We believe in fostering a work environment that encourages growth, learning, and teamwork. We are committed to encouraging equality, diversity and inclusion and aim to create a working environment where every employee is respected. We will provide fairness, and respect to all our prospective employees, and all hiring decisions are based on merit. We aim to ensure that no job applicant is placed at a disadvantage by practices or requirements which disproportionately disadvantage protected groups, and which are not justified by the demands of the role. Everyone is welcome at Evolution Money. We are proud in creating an inclusive and diverse culture in our Evo Team community. We want to ensure that you feel comfortable and can give your best throughout the recruitment process. We encourage applications from all backgrounds and communities, and we are more than happy to discuss any reasonable adjustments that you may require.

If you need any support with completing this application, please contact evohrevolutionmoney.co.uk and we will be happy to assist. Evolution Money is a Disability Confident Committed employer. We offer interview to anyone with disability who meets the minimum criteria for the role.

Compliance QA Analyst in Manchester employer: Career Choices Dewis Gyrfa Ltd

At Evolution Money, we pride ourselves on being an exceptional employer, offering a vibrant work culture in the heart of Manchester City Centre. Our commitment to financial inclusivity is matched by our dedication to employee growth, providing opportunities for professional development and a supportive environment that values creativity and collaboration. With benefits like generous annual leave, a healthcare cash plan, and a focus on diversity and inclusion, joining Team Evo means becoming part of a mission-driven organisation that truly cares about its people and their well-being.
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Contact Detail:

Career Choices Dewis Gyrfa Ltd Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance QA Analyst in Manchester

✨Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector, especially those who work in compliance or QA roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of compliance frameworks and regulations. We want you to be able to discuss how your experience aligns with the role, so practice articulating your thoughts clearly and confidently.

✨Tip Number 3

Showcase your skills during the interview! Bring examples of how you've successfully monitored customer interactions or improved compliance processes in your previous roles. This will help us see how you can add value to our team.

✨Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows us you're genuinely interested in being part of Team Evo and our mission to redefine financial inclusion.

We think you need these skills to ace Compliance QA Analyst in Manchester

Verbal Communication
Written Communication
Regulatory Compliance
Quality Assurance
Customer Interaction Monitoring
Attention to Detail
Data Protection
Feedback and Coaching
Time Management
Organisational Skills
MI Reporting
Team Collaboration
Problem-Solving
Adaptability

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter for the Compliance QA Analyst role. Highlight your experience in regulated financial services and any relevant skills that match the job description. We want to see how you fit into our mission at Evolution Money!

Showcase Your Communication Skills: Since this role requires excellent verbal and written communication, don’t shy away from demonstrating these skills in your application. Use clear and concise language, and make sure to proofread for any errors. We appreciate attention to detail!

Highlight Relevant Experience: Be sure to emphasise your previous experience in QA or compliance roles, especially if you've worked with customer interactions in a regulated environment. We’re looking for candidates who can hit the ground running, so let us know what you’ve done before!

Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows you’re keen on joining Team Evo!

How to prepare for a job interview at Career Choices Dewis Gyrfa Ltd

✨Know Your Compliance Stuff

Make sure you brush up on your knowledge of compliance frameworks and regulations relevant to the financial services sector. Be ready to discuss how you've applied this knowledge in previous roles, especially in QA or compliance functions.

✨Showcase Your Attention to Detail

During the interview, highlight specific examples where your attention to detail made a difference. Whether it was catching a compliance issue or improving a process, demonstrating this skill is crucial for a Compliance QA Analyst.

✨Prepare for Scenario Questions

Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to monitor customer interactions or provide feedback, and be ready to explain your thought process.

✨Emphasise Team Collaboration

Since the role involves working closely with various teams, share examples of how you've successfully collaborated in the past. Discuss how you’ve contributed to team goals and supported colleagues in achieving compliance standards.

Compliance QA Analyst in Manchester
Career Choices Dewis Gyrfa Ltd
Location: Manchester

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