Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance and operations, focusing on AML and KYC regulations while improving processes.
- Company: Join a well-established property lender with a dynamic team of 25-30 professionals.
- Benefits: Enjoy a hybrid work model, competitive salary, and a 20% bonus.
- Why this job: Make your mark by establishing a new compliance function in an entrepreneurial environment.
- Qualifications: 5+ years of compliance experience in financial services, especially AML and KYC expertise.
- Other info: Ideal for those who thrive in diverse roles and enjoy broad responsibilities.
The predicted salary is between 48000 - 64000 £ per year.
This is a chance to join a well-established property lender in a newly created compliance and operations role. The role is looking for a subject matter expert in Anti Money Laundering (AML) and Know Your Customer (KYC) regulatory compliance, that will review and ultimately improve existing processes & policies.
At present, the firm employs 25-30 people so the role would suit an individual that enjoys a broad set of responsibilities, that not only owns financial compliance, but someone that is happy to assimilate the responsibility for other regulatory obligations such as GDPR. In addition, the roles 'operations' element looks at day-to-day operational processes through the lens of a compliance specialist, and will work hand-in-glove with origination teams to ensure processes remain compliant, that new hires that are onboarded get the necessary compliance training, and you'll work with vendors to drive through necessary systems changes.
This opportunity will appeal to you if you:
- Would like the challenge of establishing a compliance and operations function and making it your own.
- Enjoy working in an entrepreneurial environment as part of a smart, collegiate team.
- Enjoy working in an all-encompassing role with a broad set of responsibilities.
- Prefer a hybrid working model (you need to be in the office 3-4 days per week).
They need somebody with 5+ years of compliance experience, ideally in a specialist lender or from a wealth manager / private bank.
A more detailed job spec:
- Anti Money Laundering (AML) AND Know Your Customer (KYC) Regulation – ownership of the existing policies and procedures, review and improve where appropriate.
- Liaise with regulation consultant on file reviews quarterly.
- GDPR – review existing policy and procedures, review data is being handled in line with GDPR and policy, including IT platform data processing.
- HR and Health & Safety – work with a third-party consultancy firm to implement changes and updates as laws and regulations change.
- Compliance training – ongoing review and improvements to existing training. Ownership of roll out throughout the business.
Required experience:
- A subject matter expert with AML and KYC regulations.
- Previous experience in a Financial Services such as a Neobank, Debt Fund, Wealth Management or Private Banking setting.
- Experience of process review and redesign.
- Any experience with GDPR or Cyber Security compliance is a major bonus.
Salary is circa to £80,000 + 20% bonus, with some flexibility for the right person. 3 days in office, 2 work from home.
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Finance, Management, and Strategy/Planning
Industries: Real Estate, Banking, and Investment Management
Compliance & Operations Manager (AML / KYC) employer: Caravel
Contact Detail:
Caravel Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance & Operations Manager (AML / KYC)
✨Tip Number 1
Network with professionals in the compliance and operations field, especially those with experience in AML and KYC. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the sector.
✨Tip Number 2
Familiarise yourself with the specific compliance frameworks and regulations relevant to property lending. This will not only enhance your understanding but also demonstrate your commitment and expertise during interviews.
✨Tip Number 3
Prepare to discuss your previous experiences in process review and redesign. Be ready to share specific examples of how you've improved compliance processes in past roles, as this will showcase your ability to take ownership of the role.
✨Tip Number 4
Research the company culture and values of the property lender. Tailor your conversations to reflect how your personal values align with theirs, particularly in an entrepreneurial environment, which will help you stand out as a candidate who fits well within their team.
We think you need these skills to ace Compliance & Operations Manager (AML / KYC)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in AML and KYC compliance. Use specific examples from your previous roles that demonstrate your expertise and how you've improved processes or policies.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss why you are a good fit for the entrepreneurial environment and how your broad set of responsibilities aligns with the job description.
Highlight Relevant Experience: Clearly outline your 5+ years of compliance experience, particularly in financial services. Mention any specific achievements related to process review, redesign, or GDPR compliance to stand out.
Showcase Soft Skills: Since the role involves working closely with various teams, emphasise your communication and collaboration skills. Provide examples of how you've successfully worked in a team-oriented environment to achieve compliance goals.
How to prepare for a job interview at Caravel
✨Showcase Your Expertise
Make sure to highlight your experience with AML and KYC regulations. Prepare specific examples of how you've improved compliance processes in previous roles, as this will demonstrate your subject matter expertise.
✨Understand the Company’s Needs
Research the property lender's current compliance policies and operational processes. Being able to discuss how you can enhance their existing framework will show that you're proactive and genuinely interested in the role.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Think about past challenges you've faced and how you resolved them, particularly in relation to GDPR or other regulatory obligations.
✨Emphasise Team Collaboration
Since the role involves working closely with various teams, be ready to discuss your experience in collaborative environments. Share examples of how you've successfully partnered with others to ensure compliance and operational efficiency.
