At a Glance
- Tasks: Supervise mortgage advisers, conduct file reviews, and provide regulatory guidance.
- Company: Capricorn Financial, a leading firm in the financial sector.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Join a dynamic team in a fast-paced London setting.
- Why this job: Make a real difference by ensuring compliance and coaching future leaders.
- Qualifications: Experience in compliance supervision and strong coaching skills.
The predicted salary is between 45000 - 55000 £ per year.
Capricorn Financial is seeking an experienced Compliance Supervisor to oversee mortgage adviser supervision, conduct file reviews and provide regulatory guidance. The role involves coaching advisers, supporting competency processes, and escalating issues to senior leadership to uphold high compliance standards.
You will work with advisers, Team Leaders and the Compliance Director to identify risks early and ensure ongoing regulatory adherence in a busy London-based environment.
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Mortgage Compliance Supervisor & Adviser Coach (London) employer: Capricorn Financial
Capricorn Financial is an exceptional employer for self-employed Mortgage Advisers, offering a dynamic work culture in the vibrant locations of Hammersmith and Mayfair. With access to a steady stream of qualified leads and a robust support system, employees can focus on maximising their earning potential while enjoying significant growth opportunities in a high-performance environment.
