At a Glance
- Tasks: Review and investigate trade surveillance alerts to ensure compliance with market regulations.
- Company: Join a leading consultancy on a high-profile market abuse remediation project.
- Benefits: Competitive day rate, fully remote work, and fast onboarding with weekly payments.
- Other info: Opportunity for long-term contract extension and career growth.
- Why this job: Make a real impact in the finance sector while working on exciting projects.
- Qualifications: 2+ years in trade surveillance or market monitoring with strong analytical skills.
The predicted salary is between 36000 - 60000 € per year.
We are supporting a major consultancy on a large-scale Trade Surveillance Alert Review project. The team is responsible for clearing a backlog of alerts across multiple asset classes, ensuring compliance with the Market Abuse Regulation (MAR) and internal conduct policies. We are now looking to onboard several experienced Trade Surveillance Analysts to join this fast-paced remediation programme.
As a Trade Surveillance Analyst, you will be responsible for reviewing, investigating, and dispositioning trade surveillance alerts generated across a range of trading activities. You will assess potential market abuse behaviours, escalate suspicious activity, and maintain high-quality documentation in line with regulatory expectations.
Key Responsibilities
- Review and investigate daily trade surveillance alerts across asset classes (equities, fixed income, FX, derivatives).
- Analyse trading patterns to identify potential insider dealing, market manipulation, wash trades, layering, spoofing, and other forms of market abuse.
- Conduct research, including news checks, historical behaviour analysis, and counterparty reviews.
- Write clear, concise, regulator-ready rationales for each alert.
- Escalate potential suspicious activity to the Investigations or Compliance Advisory teams.
- Work towards daily and weekly throughput targets with strong accuracy and quality control.
- Contribute to improvements in alert calibration, thresholds, and surveillance processes where appropriate.
- Collaborate with team leads and quality assurance reviewers to maintain consistency and high standards.
Requirements
Essential
- 2+ years’ experience in a Trade Surveillance, Market Abuse, or Market Monitoring role.
- Strong understanding of MAR and key market abuse typologies.
- Experience using one or more surveillance platforms such as: NICE Actimize, SMARTS, Scila, Nasdaq, ACA / OneMars, Behavox, Mantas.
- Strong analytical skills and ability to interpret trading behaviour.
- Excellent written communication, with proven ability to produce high-quality alert rationales.
- Ability to work under pressure and meet throughput SLAs.
- UK-based (due to regulatory and project requirements).
Desirable
- Experience working on alert backlogs or remediation projects.
- Previous consultancy or contract project experience.
- Knowledge of fixed income or derivatives trading.
- Prior exposure to s166 or regulatory remediation work.
What We Offer
- Competitive day rate.
- Fully remote working environment.
- Opportunity to work on a high-profile, large-scale market abuse remediation project.
- Fast onboarding and weekly payments (via our payroll partners).
- Long-term contract extension opportunity.
If you meet the requirements and are available for an immediate start, please submit your CV through Workable. Early applications are encouraged as interviews will be conducted on a rolling basis.
Trade Surveillance Analyst (Hiring Immediately) in London employer: Capitex
Join a dynamic consultancy that prioritises employee growth and offers a fully remote working environment, allowing you to balance your professional and personal life effectively. As a Trade Surveillance Analyst, you'll be part of a high-profile project focused on market abuse remediation, with competitive pay and the opportunity for long-term contract extensions, making it an excellent choice for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Trade Surveillance Analyst (Hiring Immediately) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Let them know you're on the lookout for Trade Surveillance Analyst roles. You never know who might have the inside scoop on openings or can refer you directly.
✨Tip Number 2
Get your interview game on point! Research common questions for Trade Surveillance Analysts and prepare your answers. Practise articulating your experience with MAR and market abuse typologies, as these will be key topics during interviews.
✨Tip Number 3
Showcase your analytical skills! During interviews, be ready to discuss specific examples of how you've identified market manipulation or insider dealing in past roles. Use data and outcomes to back up your claims – numbers speak volumes!
✨Tip Number 4
Apply through our website! We’ve got a range of opportunities that might just be perfect for you. Plus, applying directly can sometimes give you an edge over other candidates. Don’t miss out on the chance to join a fast-paced team!
We think you need these skills to ace Trade Surveillance Analyst (Hiring Immediately) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Trade Surveillance Analyst role. Highlight your experience with trade surveillance, market abuse regulations, and any relevant platforms you've used. We want to see how your skills match what we're looking for!
Craft a Strong Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about trade surveillance and how your background makes you a great fit for our team. Keep it concise but impactful – we love a good story!
Showcase Your Analytical Skills:Since this role requires strong analytical skills, be sure to include examples of how you've successfully identified market abuse behaviours in the past. We want to see your thought process and how you approach problem-solving!
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, early applications are encouraged, so get your CV in as soon as you can!
How to prepare for a job interview at Capitex
✨Know Your Market Abuse Regulations
Make sure you brush up on the Market Abuse Regulation (MAR) and key market abuse typologies before your interview. Being able to discuss these confidently will show that you understand the core of the role and can hit the ground running.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples of how you've analysed trading patterns in the past. Think about instances where you identified potential insider dealing or market manipulation, and be ready to explain your thought process and the outcomes.
✨Practice Clear Communication
Since writing high-quality alert rationales is crucial, practice articulating your thoughts clearly and concisely. You might even want to draft a few sample rationales based on hypothetical alerts to demonstrate your writing skills during the interview.
✨Familiarise Yourself with Surveillance Platforms
If you have experience with surveillance platforms like NICE Actimize or Behavox, be prepared to discuss this in detail. If not, do some research on these tools so you can speak knowledgeably about how they function and their importance in trade surveillance.
