At a Glance
- Tasks: Lead risk and compliance monitoring in a dynamic financial services environment.
- Company: Join Capital On Tap, a forward-thinking FinTech firm.
- Benefits: Enjoy hybrid work, competitive benefits, and a supportive team culture.
- Other info: Great opportunity for career growth in a senior leadership role.
- Why this job: Make a real impact by ensuring compliance and governance in finance.
- Qualifications: Extensive experience in compliance monitoring and FCA regulations.
The predicted salary is between 60000 - 80000 £ per year.
Capital On Tap is seeking a Risk & Compliance Assurance Manager to lead the risk and compliance monitoring plan within our dynamic financial services firm. This senior leadership position involves designing thematic reviews, providing oversight to ensure compliance and governance, and engaging with senior stakeholders.
The ideal candidate will possess substantial experience in compliance monitoring, a solid understanding of FCA regulations, and a track record of driving actions to closure. Enjoy our hybrid work model and multiple employee benefits.
FinTech Risk & Compliance Assurance Lead employer: Capital on Tap
At Capital On Tap, we pride ourselves on being an excellent employer that fosters a collaborative and innovative work culture. Our hybrid work model allows for flexibility, while our commitment to employee growth is evident through tailored development opportunities and comprehensive benefits. Join us in a dynamic environment where your expertise in risk and compliance will be valued and rewarded.
StudySmarter Expert Advice🤫
We think this is how you could land FinTech Risk & Compliance Assurance Lead
✨Tip Number 1
Network like a pro! Reach out to folks in the FinTech space, especially those who work in risk and compliance. A friendly chat can open doors and give you insights that might just land you that interview.
✨Tip Number 2
Prepare for the interview by brushing up on FCA regulations and compliance monitoring strategies. We want you to be the go-to expert in the room, so show off your knowledge and experience!
✨Tip Number 3
Don’t forget to showcase your leadership skills! When discussing your past experiences, highlight how you've driven actions to closure and engaged with senior stakeholders. We love seeing candidates who can lead the charge.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for passionate individuals ready to make an impact in the financial services sector.
We think you need these skills to ace FinTech Risk & Compliance Assurance Lead
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Risk & Compliance Assurance Manager. Highlight your experience in compliance monitoring and your understanding of FCA regulations. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this senior leadership position. Share specific examples of how you've driven actions to closure in previous roles, as this will resonate with us.
Showcase Your Stakeholder Engagement Skills:Since this role involves engaging with senior stakeholders, make sure to highlight your communication and relationship-building skills. We love seeing candidates who can effectively collaborate and influence others, so don’t hold back!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us. Good luck!
How to prepare for a job interview at Capital on Tap
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations before your interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but are also proactive about staying updated in the field.
✨Prepare for Thematic Reviews
Since the role involves designing thematic reviews, think of examples from your past experience where you've successfully implemented similar strategies. Be ready to discuss how you approached these reviews and the outcomes they produced.
✨Engage with Stakeholders
This position requires engaging with senior stakeholders, so prepare to talk about your experience in stakeholder management. Have specific examples ready that demonstrate your ability to communicate effectively and drive actions to closure.
✨Showcase Your Leadership Skills
As a senior leadership position, it’s crucial to highlight your leadership style. Think about how you’ve led teams in the past, particularly in risk and compliance contexts, and be prepared to share how you motivate and guide others towards achieving compliance goals.
