Senior Compliance Solicitor in City of London

Senior Compliance Solicitor in City of London

City of London Full-Time 70000 - 90000 £ / year (est.) No working from home possible
Capital Dynamics

At a Glance

  • Tasks: Lead legal aspects of private equity fund transactions and ensure compliance with regulations.
  • Company: Global asset management firm focused on private assets and clean energy.
  • Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
  • Other info: Collaborate with a diverse team across multiple time zones.
  • Why this job: Join a leading firm and make an impact in the private equity sector.
  • Qualifications: UK or US-qualified lawyer with 6+ years' experience in private funds.

The predicted salary is between 70000 - 90000 £ per year.

Capital Dynamics is an independent global asset management firm focusing on private assets, including private equity (primaries, secondaries, and direct investments) and clean energy. Capital Dynamics oversees more than USD 15 billion in assets under management and advisement and employs approximately 150 professionals globally across 14 offices in Europe, North America, and Asia.

Capital Dynamics is seeking a highly capable senior Private Funds Lawyer to join our Private Equity – Secondaries team. Based out of the London office, the Private Funds Specialist will support Capital Dynamics' Secondaries Investment Management Team in the fund formation, structuring, negotiation, and documentation of primary and secondary fund investments, including single-asset and portfolio transactions.

The ideal candidate will have experience supporting LP-side secondaries transactions and a solid understanding of private funds documentation and deal processes. The role holder will work alongside the Global Head of Funds Legal and Global Head of Secondaries on the establishment of any new Capital Dynamics Secondaries Funds or related separately managed accounts.

  • Lead on all legal aspects relating to the acquisition of individual LP interests and portfolios of LP interests on both the primary and secondary markets.
  • Advise on structuring to minimise tax and regulatory implications; provide KYC and tax documentation; lead the negotiation and implementation of credit and NAV facilities.
  • Assist with litigation matters as they arise in relation to the Secondaries Funds.
  • Together with Compliance, develop appropriate controls, policies, and procedures to ensure Capital Dynamics and its funds comply with internal and external legal and regulatory requirements.
  • Liaise with, establish, monitor, and maintain relationships with law firms and third-party service providers.
  • Assist with legal questions arising from investments in private equity funds, including tax and regulatory issues.
  • Be part of the legal team and support the Legal Heads and General Counsel on legal matters generally.

US or UK-qualified lawyer; minimum of 6 years' PQE (post-qualified experience), currently working in a Private Funds group at a law firm or as an in-house funds lawyer. Strong knowledge of private equity fund structuring, fund operations, and fund closing matters, ideally in respect of both UK and US funds; flexible, as you will work with colleagues across time zones from California & New York (US), London (UK), Milan (Italy), and Zug (Switzerland). Must be fluent in English and display superior written communication skills. Additional language skills such as German, Italian, and French are desirable but not essential.

We appreciate the time you have taken to apply and encourage you to monitor our careers page for future opportunities.

Senior Compliance Solicitor in City of London employer: Capital Dynamics

Capital Dynamics is an exceptional employer, offering a dynamic work environment in the heart of London, where innovation and collaboration thrive. With a strong focus on employee growth, we provide opportunities for professional development and the chance to work alongside industry leaders in private equity. Our commitment to a supportive culture, combined with competitive benefits and a global perspective, makes Capital Dynamics an ideal place for those seeking meaningful and rewarding careers in asset management.

Capital Dynamics

Contact Details:

Capital Dynamics Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Compliance Solicitor in City of London

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Capital Dynamics looking for candidates who are engaged and informed.

We think you need these skills to ace Senior Compliance Solicitor in City of London

Private Funds Law
Secondaries Transactions
Fund Formation
Negotiation Skills
Documentation Skills
Tax Structuring
Regulatory Compliance

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Capital Dynamics. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Capital Dynamics

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Capital Dynamics’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!