At a Glance
- Tasks: Conduct compliance testing to ensure our firm meets global regulatory standards.
- Company: Join a leading trading platform with award-winning technology and a vibrant team.
- Benefits: Enjoy competitive salary, generous time off, and unique workation opportunities.
- Other info: Flexible work environment with excellent career growth and volunteer days.
- Why this job: Make a real impact in compliance while working with cutting-edge technology.
- Qualifications: 2-5 years in financial services, strong analytical skills, and a team player.
The predicted salary is between 50000 - 60000 € per year.
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting‑edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever‑growing talented team.
The successful candidate will be responsible for ensuring that our firm complies with all its global regulatory requirements and standards across both Regulatory and Financial Crime Compliance. The Group Compliance Assurance team is responsible for conducting end‑to‑end testing (design and operation of controls) and evaluating the adequacy and effectiveness of the Firm's systems and internal controls mechanisms across the Regulatory and Financial Crime risk taxonomies.
Responsibilities- Conduct independent second line compliance assurance testing reviews to ensure that the firm is compliant with all applicable regulations, policies, and procedures.
- Identify, analyse and understand how risk can occur in our business and design testing approaches that will identify potential weaknesses in the firm's control environment.
- Execute both design and operational testing across all areas of applicable risk.
- Manage and validate issues resulting from Compliance Assurance testing.
- Participate in the development of the Compliance Assurance process, including the use of AI in supporting the testing approach.
- Assist in the development and implementation of compliance policies and procedures.
- Conduct investigations and reviews of compliance issues, and make recommendations for corrective action.
- Create reports that detail Compliance Assurance plan progress and identified findings to update management.
- Maintain accurate records and files of all Compliance Assurance and monitoring testing work.
- Lead compliance projects and thematic reviews and support the existing team with coordinating ongoing assignments.
- 2-5 years of experience within the financial services industry ideally in second line compliance assurance and testing, audit and/or controls testing functions.
- Understanding of assurance/audit testing principles across design and operational testing of controls.
- Knowledge of global regulatory framework, particularly in relation to UK, European and CySEC regulations.
- Excellent analytical skills and attention to detail.
- Strong written and verbal communication skills.
- Ability to work independently and as part of a team.
- Strong organisational and time management skills.
- A Bachelor's degree in a relevant field such as law, finance, business or accounting is preferred but not essential.
- Competitive Salary.
- Work-Life Harmony.
- Generous Time Off.
- Employee Referral Program.
- Comprehensive Health & Pension Benefits.
- Workation Wonderland – 30 extra days to work remotely from anywhere in the world (some restrictions apply).
- Volunteer Days – two additional paid days each year to support causes you care about.
Compliance Assurance Testing Analyst in London employer: Capital Com Australia limited
As a leading trading platform, we pride ourselves on fostering a dynamic work culture that champions innovation and collaboration. Our employees enjoy competitive salaries, generous time off, and unique benefits like the 'Workation Wonderland' programme, allowing for remote work from anywhere in the world. With a strong focus on employee growth and development, we provide ample opportunities for our team members to thrive in their careers while making a meaningful impact in the financial services industry.
Contact Detail:
Capital Com Australia limited Recruiting Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Assurance Testing Analyst in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Show us that you understand the regulatory landscape and how your skills can help tackle compliance challenges.
✨Tip Number 3
Practice your answers to common interview questions, especially those related to compliance assurance testing. We want to see your analytical skills and attention to detail shine through!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows us you’re genuinely interested in joining our talented team.
We think you need these skills to ace Compliance Assurance Testing Analyst in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Assurance Testing Analyst role. Highlight relevant experience in compliance, testing, and any specific regulations you've worked with. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it engaging and personal – we love to see your personality come through.
Showcase Your Analytical Skills:Since this role requires strong analytical skills, be sure to include examples of how you've used these skills in past roles. Whether it's identifying risks or designing testing approaches, we want to know how you tackle challenges!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us that you're keen on joining our talented team at StudySmarter!
How to prepare for a job interview at Capital Com Australia limited
✨Know Your Regulations
Make sure you brush up on the global regulatory frameworks, especially those related to UK, European, and CySEC regulations. Being able to discuss these confidently will show that you understand the compliance landscape and are ready to tackle the challenges head-on.
✨Demonstrate Analytical Skills
Prepare to showcase your analytical skills during the interview. Think of examples where you've identified risks or weaknesses in a control environment. Be ready to explain how you approached these situations and what testing methods you used to address them.
✨Communicate Clearly
Strong written and verbal communication skills are key for this role. Practice articulating your thoughts clearly and concisely. You might be asked to explain complex compliance issues, so being able to simplify your explanations will set you apart.
✨Showcase Teamwork and Independence
This position requires both independent work and collaboration with a team. Prepare examples that highlight your ability to work autonomously while also contributing effectively to team projects. This balance is crucial for success in the Compliance Assurance Testing Analyst role.
